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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
1651
iShares US Medical Devices ETF
IHI
$3.17B
– –
-5,676
Closed -$250K
ITUB icon
1652
Itaú Unibanco
ITUB
$89.8B
$0 ﹤0.01%
+144
New +$489
IUSB icon
1653
iShares Core Universal USD Bond ETF
IUSB
$42.9B
– –
-6,153
Closed -$334K
IUSV icon
1654
iShares Core S&P US Value ETF
IUSV
$27.3B
– –
-10,578
Closed -$552K
IVOL icon
1655
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
– –
-27,972
Closed -$759K
IVW icon
1656
iShares S&P 500 Growth ETF
IVW
$70.5B
– –
-18,936
Closed -$982K
IWO icon
1657
iShares Russell 2000 Growth ETF
IWO
$14.1B
– –
-2,649
Closed -$548K
IWY icon
1658
iShares Russell Top 200 Growth ETF
IWY
$15.2B
– –
-5,597
Closed -$597K
IXJ icon
1659
iShares Global Healthcare ETF
IXJ
$4.16B
– –
-3,338
Closed -$230K
JKHY icon
1660
Jack Henry & Associates
JKHY
$11.4B
– –
-5,493
Closed -$1.01M
JWN
1661
DELISTED
Nordstrom
JWN
$0 ﹤0.01%
+37
New +$555
KBH icon
1662
KB Home
KBH
$3.5B
– –
-60,437
Closed -$1.85M
KOPN icon
1663
Kopin
KOPN
$586M
$0 ﹤0.01%
+263
New +$406
KOS icon
1664
Kosmos Energy
KOS
$1.47B
$0 ﹤0.01%
+500
New +$734
KTOS icon
1665
Kratos Defense & Security Solutions
KTOS
$8.23B
$0 ﹤0.01%
+16
New +$296
LDP icon
1666
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
– –
-12,700
Closed -$286K
MANH icon
1667
Manhattan Associates
MANH
$12.1B
– –
-21,993
Closed -$2.07M
MASI
1668
DELISTED
Masimo
MASI
– –
-7,899
Closed -$1.8M
MAXN
1669
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MKL icon
1670
Markel Group
MKL
$25.2B
– –
-500
Closed -$462K
MOS icon
1671
The Mosaic Company
MOS
$7.19B
$0 ﹤0.01%
+20
New +$325
MU icon
1672
Micron Technology
MU
$835B
– –
-85,026
Closed -$4.38M
NFLX icon
1673
Netflix
NFLX
$307B
– –
-146,550
Closed -$6.67M
NSC icon
1674
Norfolk Southern
NSC
$75.4B
– –
-12,448
Closed -$2.19M
PBYI icon
1675
Puma Biotechnology
PBYI
$398M
– –
-12,186
Closed -$127K
65 66
67
68 69

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.