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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVRD
1626
Tvardi Therapeutics
TVRD
$23.8M
– –
-28
Closed -$9K
LGF.B
1627
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-1,019
Closed -$9K
BECN
1628
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-254
Closed -$13K
ITCI
1629
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-1,152
Closed -$66K
DM
1630
DELISTED
Desktop Metal, Inc.
DM
– –
-120
Closed -$3K
AY
1631
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-90
Closed -$3K
RCM
1632
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-22,544
Closed -$473K
STER
1633
DELISTED
Sterling Check Corp. Common Stock
STER
– –
-266
Closed -$4K
SWN
1634
DELISTED
Southwestern Energy Company
SWN
– –
-1,406
Closed -$9K
LSXMK
1635
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-389
Closed -$11K
LSXMA
1636
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-110
Closed -$3K
TWOU
1637
DELISTED
2U Inc
TWOU
– –
-13
Closed -$4K
EVBG
1638
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-623
Closed -$17K
AMJ
1639
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-1,367
Closed -$26K
FEN
1640
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-2,000
Closed -$32K
FUV
1641
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-174
Closed -$11K
SPLK
1642
DELISTED
Splunk Inc
SPLK
– –
-945
Closed -$84K
NSTG
1643
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-157
Closed -$2K
IMGN
1644
DELISTED
Immunogen Inc
IMGN
– –
-521
Closed -$2K
LTHM
1645
DELISTED
Livent Corporation
LTHM
– –
-318
Closed -$7K
PACW
1646
DELISTED
PacWest Bancorp
PACW
– –
-1,641
Closed -$44K
NEWR
1647
DELISTED
New Relic, Inc.
NEWR
– –
-5
Closed –
RAD
1648
DELISTED
Rite Aid Corporation
RAD
– –
-285
Closed -$2K
SYNH
1649
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-1,058
Closed -$76K
WWE
1650
DELISTED
World Wrestling Entertainment
WWE
– –
-12,651
Closed -$791K
64 65
66
67 68

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.