We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DT icon
1626
Dynatrace
DT
$13B
– –
-23,924
Closed -$971K
DUK icon
1627
Duke Energy
DUK
$101B
– –
-26,242
Closed -$2.1M
DWAS icon
1628
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$422M
– –
-34,109
Closed -$1.82M
E icon
1629
ENI
E
$78.4B
$0 ﹤0.01%
+30
New +$557
EFR
1630
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-22,900
Closed -$259K
CHRN
1631
ChronoScale Holdings
CHRN
$2.8B
$0 ﹤0.01%
+4
New +$360
EPU icon
1632
iShares MSCI Peru and Global Exposure ETF
EPU
$531M
$0 ﹤0.01%
+8
New +$241
ETSY icon
1633
Etsy
ETSY
$8.26B
– –
-2,059
Closed -$219K
FCVT icon
1634
First Trust SSI Strategic Convertible Securities ETF
FCVT
$110M
– –
-44,848
Closed -$1.59M
FEP icon
1635
First Trust Europe AlphaDEX Fund
FEP
$516M
– –
-7,556
Closed -$230K
FLCB icon
1636
Franklin US Core Bond ETF
FLCB
$3.03B
– –
-34,586
Closed -$906K
FLDR icon
1637
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
– –
-4,000
Closed -$204K
FLR icon
1638
Fluor
FLR
$6.73B
$0 ﹤0.01%
+31
New +$326
FNX icon
1639
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-25,127
Closed -$1.57M
FPF
1640
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-17,752
Closed -$378K
FTCS icon
1641
First Trust Capital Strength ETF
FTCS
$8.09B
– –
-42,075
Closed -$2.46M
FXO icon
1642
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-164,600
Closed -$4.2M
GDV icon
1643
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-27,180
Closed -$478K
GLU
1644
Gabelli Utility & Income Trust
GLU
$115M
– –
-25,635
Closed -$406K
GOOG icon
1645
Alphabet (Google) Class C
GOOG
$4.17T
– –
-65,860
Closed -$4.66M
HEPA
1646
DELISTED
Hepion Pharmaceuticals
HEPA
– –
-34
Closed -$97K
HUSV icon
1647
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$77M
– –
-64,966
Closed -$1.65M
HYLS icon
1648
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
– –
-37,651
Closed -$1.73M
IEFA icon
1649
iShares Core MSCI EAFE ETF
IEFA
$189B
– –
-26,599
Closed -$1.52M
IGM icon
1650
iShares Expanded Tech Sector ETF
IGM
$9.85B
– –
-14,382
Closed -$669K
64 65
66
67 68

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.