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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHR
1601
Xenia Hotels & Resorts
XHR
$1.98B
– –
-7,424
Closed -$108K
XLG icon
1602
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
– –
-450
Closed -$13K
XNCR icon
1603
Xencor
XNCR
$1.44B
– –
-157
Closed -$4K
XP icon
1604
XP
XP
$8.62B
– –
-77
Closed -$1K
XPRO icon
1605
Expro Ltd
XPRO
$1.79B
– –
-156
Closed -$2K
XRAY icon
1606
Dentsply Sirona
XRAY
$2.59B
– –
-18
Closed -$1K
XRX icon
1607
Xerox
XRX
$337M
– –
-175
Closed -$3K
XSOE icon
1608
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
– –
-118
Closed -$3K
XSVM icon
1609
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
– –
-100
Closed -$4K
XTN icon
1610
State Street SPDR S&P Transportation ETF
XTN
$403M
– –
-123
Closed -$8K
YUM icon
1611
Yum! Brands
YUM
$41B
– –
-932
Closed -$106K
YUMC icon
1612
Yum China
YUMC
$14.9B
– –
-2,282
Closed -$111K
ZBH icon
1613
Zimmer Biomet
ZBH
$17.7B
– –
-198
Closed -$21K
ZBRA icon
1614
Zebra Technologies
ZBRA
$12.4B
– –
-676
Closed -$199K
ZNTL icon
1615
Zentalis Pharmaceuticals
ZNTL
$308M
– –
-89
Closed -$2K
ZS icon
1616
Zscaler
ZS
$23B
– –
-54
Closed -$8K
ZTO icon
1617
ZTO Express
ZTO
$18.2B
– –
-100
Closed -$3K
PRKS icon
1618
United Parks & Resorts
PRKS
$2.11B
– –
-631
Closed -$28K
DJT icon
1619
Trump Media & Technology Group
DJT
$2.37B
– –
-604
Closed -$15K
UCB
1620
United Community Banks
UCB
$4.22B
– –
-283
Closed -$9K
ARTY
1621
iShares Future AI & Tech ETF
ARTY
$3.49B
– –
-3,349
Closed -$89K
FLG
1622
Flagstar Bank National Association
FLG
$5.77B
– –
-855
Closed -$23K
ABFL
1623
Abacus FCF Leaders ETF
ABFL
$527M
– –
-1,570
Closed -$71K
JBTM
1624
JBT Marel
JBTM
$7.14B
– –
-202
Closed -$22K
KLRS
1625
Kalaris Therapeutics
KLRS
$88.7M
– –
-103
Closed -$9K
63 64
65
66 67

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.