We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIT
1601
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1K ﹤0.01%
+100
New +$650
FKO
1602
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
$1K ﹤0.01%
+71
New +$1.38K
SBNY
1603
DELISTED
Signature Bank
SBNY
$1K ﹤0.01%
+7
New +$697
ABT icon
1604
Abbott
ABT
$188B
– –
-51,047
Closed -$4.67M
ACB
1605
Aurora Cannabis
ACB
$169M
$0 ﹤0.01%
+7
New +$665
ACCO icon
1606
Acco Brands
ACCO
$399M
$0 ﹤0.01%
+52
New +$340
ACN icon
1607
Accenture
ACN
$106B
– –
-18,281
Closed -$3.92M
AMAT icon
1608
Applied Materials
AMAT
$347B
– –
-10,282
Closed -$622K
AMBA icon
1609
Ambarella
AMBA
$3.04B
$0 ﹤0.01%
+5
New +$242
AMLP icon
1610
Alerian MLP ETF
AMLP
$12.9B
– –
-46,553
Closed -$1.15M
ARGX icon
1611
argenx
ARGX
$55.2B
– –
-1,063
Closed -$239K
AVNS icon
1612
Avanos Medical
AVNS
$0 ﹤0.01%
+12
New +$383
BCS icon
1613
Barclays
BCS
$87.8B
$0 ﹤0.01%
+89
New +$492
BN icon
1614
Brookfield
BN
$102B
– –
-13,313
Closed -$234K
BORR
1615
Borr Drilling
BORR
$1.19B
$0 ﹤0.01%
+200
New +$363
BZUN
1616
Baozun
BZUN
$179M
– –
-6,887
Closed -$265K
CARE icon
1617
Carter Bankshares
CARE
$765M
$0 ﹤0.01%
+31
New +$221
CAT icon
1618
Caterpillar
CAT
$361B
– –
-22,159
Closed -$2.8M
CHRD icon
1619
Chord Energy
CHRD
$7.68B
– –
-10,200
Closed -$8K
CHY
1620
Calamos Convertible and High Income Fund
CHY
$978M
– –
-63,869
Closed -$724K
COR icon
1621
Cencora
COR
$62B
– –
-8,158
Closed -$822K
CRDF icon
1622
Cardiff Oncology
CRDF
$63M
– –
-96,400
Closed -$483K
DE icon
1623
Deere & Co
DE
$165B
– –
-3,771
Closed -$593K
DRD
1624
DRDGold
DRD
$1.75B
$0 ﹤0.01%
+25
New +$361
DRSK icon
1625
Aptus Defined Risk ETF
DRSK
$1.5B
– –
-17,185
Closed -$519K
63 64
65
66 67

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.