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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUZI icon
1576
Vuzix
VUZI
$190M
– –
-5,440
Closed -$39K
VWOB icon
1577
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-200
Closed -$12K
WAB icon
1578
Wabtec
WAB
$51.1B
– –
-156
Closed -$13K
WBS icon
1579
Webster Financial
WBS
$12.3B
– –
-1,042
Closed -$44K
WCBR
1580
WisdomTree Cybersecurity Fund
WCBR
$103M
– –
-2,530
Closed -$45K
WDAY icon
1581
Workday
WDAY
$33.4B
– –
-290
Closed -$40K
WDC icon
1582
Western Digital
WDC
$179B
– –
-5,112
Closed -$173K
WDS icon
1583
Woodside Energy
WDS
$42.9B
– –
-85
Closed -$2K
WEN icon
1584
Wendy's
WEN
$1.33B
– –
-1,718
Closed -$32K
WFRD icon
1585
Weatherford International
WFRD
$6.36B
– –
-594
Closed -$13K
WHR icon
1586
Whirlpool
WHR
$2.42B
– –
-11
Closed -$2K
WIX icon
1587
WIX.com
WIX
$2.15B
– –
-32
Closed -$2K
WNS
1588
DELISTED
WNS Holdings
WNS
– –
-195
Closed -$15K
WOLF icon
1589
Wolfspeed
WOLF
$1.2B
– –
-678
Closed -$43K
WPC icon
1590
W.P. Carey
WPC
$17.1B
– –
-1,346
Closed -$109K
WPM icon
1591
Wheaton Precious Metals
WPM
$50.6B
– –
-1,785
Closed -$64K
WPP icon
1592
WPP
WPP
$4.04B
– –
-362
Closed -$18K
WRAP icon
1593
Wrap Technologies
WRAP
$94.8M
– –
-5,145
Closed -$10K
WSC icon
1594
WillScot Mobile Mini Holdings
WSC
$4.8B
– –
-54
Closed -$2K
WSO icon
1595
Watsco Inc
WSO
$14.9B
– –
-201
Closed -$48K
WTRG icon
1596
Essential Utilities
WTRG
$11.2B
– –
-40
Closed -$2K
WTS icon
1597
Watts Water Technologies
WTS
$11.5B
– –
-45
Closed -$6K
WTW icon
1598
Willis Towers Watson
WTW
$27.9B
– –
-45
Closed -$9K
WWD icon
1599
Woodward
WWD
$25B
– –
-21
Closed -$2K
X
1600
DELISTED
US Steel
X
– –
-8,110
Closed -$145K
62 63
64
65 66

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.