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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TALO icon
1576
Talos Energy
TALO
$2.38B
$1K ﹤0.01%
+160
New +$1.17K
TAN icon
1577
Invesco Solar ETF
TAN
$1.37B
$1K ﹤0.01%
+10
New +$503
TCPC icon
1578
BlackRock TCP Capital
TCPC
$278M
$1K ﹤0.01%
+58
New +$562
TKC icon
1579
Turkcell
TKC
$4.71B
$1K ﹤0.01%
+239
New +$1.25K
TRN icon
1580
Trinity Industries
TRN
$2.92B
$1K ﹤0.01%
+67
New +$1.36K
TRX icon
1581
TRX Gold Corp
TRX
$250M
$1K ﹤0.01%
+1,300
New +$1.13K
TSLX icon
1582
Sixth Street Specialty
TSLX
$1.67B
$1K ﹤0.01%
+43
New +$737
UNG icon
1583
United States Natural Gas Fund
UNG
$450M
$1K ﹤0.01%
+14
New +$670
USFD icon
1584
US Foods
USFD
$22.5B
$1K ﹤0.01%
+50
New +$1.13K
USNA icon
1585
Usana Health Sciences
USNA
$421M
$1K ﹤0.01%
+17
New +$1.36K
VIV icon
1586
Telefônica Brasil
VIV
$20.4B
$1K ﹤0.01%
+95
New +$861
VVV icon
1587
Valvoline
VVV
$5.06B
$1K ﹤0.01%
+38
New +$785
WKC icon
1588
World Kinect Corp
WKC
$2.07B
$1K ﹤0.01%
+66
New +$1.61K
XSW icon
1589
State Street SPDR S&P Software & Services ETF
XSW
$441M
$1K ﹤0.01%
+8
New +$938
LGF.B
1590
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$1K ﹤0.01%
+171
New +$1.37K
SAVE
1591
DELISTED
Spirit Airlines, Inc.
SAVE
$1K ﹤0.01%
+55
New +$947
GRTS
1592
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
$1K ﹤0.01%
+320
New +$1.19K
AVTA
1593
DELISTED
Avantax, Inc. Common Stock
AVTA
$1K ﹤0.01%
+150
New +$1.66K
AJRD
1594
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1K ﹤0.01%
+13
New +$526
CS
1595
DELISTED
Credit Suisse Group
CS
$1K ﹤0.01%
+64
New +$686
STON
1596
DELISTED
StoneMor Inc.
STON
$1K ﹤0.01%
+700
New +$563
ENBL
1597
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1K ﹤0.01%
+370
New +$1.81K
CVA
1598
DELISTED
Covanta Holding Corporation
CVA
$1K ﹤0.01%
+188
New +$1.73K
FLIR
1599
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1K ﹤0.01%
+21
New +$801
GLUU
1600
DELISTED
Glu Mobile Inc.
GLUU
$1K ﹤0.01%
+83
New +$697
62 63
64
65 66

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.