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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAC icon
1551
USA Compression Partners
USAC
$3.72B
– –
-410
Closed -$7K
USFD icon
1552
US Foods
USFD
$21.9B
– –
-5,000
Closed -$153K
USIG icon
1553
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
– –
-2,012
Closed -$103K
USHY icon
1554
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
– –
-1,285
Closed -$45K
USPH icon
1555
US Physical Therapy
USPH
$1.17B
– –
-400
Closed -$44K
VALE icon
1556
Vale
VALE
$62.9B
– –
-344,391
Closed -$5.04M
VBTX
1557
DELISTED
Veritex Holdings
VBTX
– –
-324
Closed -$9K
VC icon
1558
Visteon
VC
$2.82B
– –
-113
Closed -$12K
VCLT icon
1559
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
– –
-1,828
Closed -$149K
VCR icon
1560
Vanguard Consumer Discretionary ETF
VCR
$5.92B
– –
-326
Closed -$74K
VCYT icon
1561
Veracyte
VCYT
$4.44B
– –
-246
Closed -$5K
VDC icon
1562
Vanguard Consumer Staples ETF
VDC
$7.98B
– –
-1,167
Closed -$216K
VEGI icon
1563
iShares MSCI Agriculture Producers ETF
VEGI
$153M
– –
-11,506
Closed -$451K
VGK icon
1564
Vanguard FTSE Europe ETF
VGK
$30.1B
– –
-1,540
Closed -$81K
VIOO icon
1565
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
– –
-1,108
Closed -$94K
VLUE icon
1566
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
– –
-340
Closed -$31K
VMBS icon
1567
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
– –
-4,027
Closed -$193K
VMC icon
1568
Vulcan Materials
VMC
$36.9B
– –
-200
Closed -$28K
VNT icon
1569
Vontier
VNT
$4.48B
– –
-230
Closed -$5K
VOOG icon
1570
Vanguard S&P 500 Growth ETF
VOOG
$25.3B
– –
-1,770
Closed -$64K
VRSK icon
1571
Verisk Analytics
VRSK
$27.1B
– –
-25
Closed -$4K
VSS icon
1572
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
– –
-265
Closed -$28K
VT icon
1573
Vanguard Total World Stock ETF
VT
$76.4B
– –
-752
Closed -$64K
VTEB icon
1574
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
– –
-6,194
Closed -$309K
VTRS icon
1575
Viatris
VTRS
$20.5B
– –
-3,995
Closed -$42K
61 62
63
64 65

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EDRH
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.