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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
1551
Main Street Capital
MAIN
$5.05B
$1K ﹤0.01%
+33
New +$1.01K
MEOH icon
1552
Methanex
MEOH
$4.23B
$1K ﹤0.01%
+50
New +$1.06K
MMLP icon
1553
Martin Midstream Partners
MMLP
$93.5M
$1K ﹤0.01%
+600
New +$1K
MNDO icon
1554
Mind CTI
MNDO
$21.6M
$1K ﹤0.01%
+300
New +$664
MOMO
1555
Hello Group
MOMO
$867M
$1K ﹤0.01%
+39
New +$709
MTG icon
1556
MGIC Investment
MTG
$6.47B
$1K ﹤0.01%
+160
New +$1.36K
NBIX icon
1557
Neurocrine Biosciences
NBIX
$18.2B
$1K ﹤0.01%
+10
New +$1.16K
NGL icon
1558
NGL Energy Partners
NGL
$1.94B
$1K ﹤0.01%
+275
New +$1.13K
NI icon
1559
NiSource
NI
$21.5B
$1K ﹤0.01%
+37
New +$859
NVT icon
1560
nVent Electric
NVT
$21.6B
$1K ﹤0.01%
+65
New +$1.22K
ADAM
1561
Adamas Trust
ADAM
$777M
$1K ﹤0.01%
+127
New +$1.32K
PAA icon
1562
Plains All American Pipeline
PAA
$17.6B
$1K ﹤0.01%
200
-31,582
-99% -$235K
PAGP icon
1563
Plains GP Holdings
PAGP
$5.28B
$1K ﹤0.01%
+219
New +$1.68K
RCKY icon
1564
Rocky Brands
RCKY
$370M
$1K ﹤0.01%
+26
New +$590
REZI icon
1565
Resideo Technologies
REZI
$5.4B
$1K ﹤0.01%
+69
New +$874
RGR icon
1566
Sturm, Ruger & Co
RGR
$603M
$1K ﹤0.01%
+14
New +$1.03K
RMR icon
1567
The RMR Group
RMR
$335M
$1K ﹤0.01%
+28
New +$812
RS icon
1568
Reliance Steel & Aluminium
RS
$20.6B
$1K ﹤0.01%
+10
New +$1.02K
RYAAY icon
1569
Ryanair
RYAAY
$30B
$1K ﹤0.01%
+35
New +$1.09K
SABR icon
1570
Sabre
SABR
$716M
$1K ﹤0.01%
+228
New +$1.69K
SFL icon
1571
SFL Corp
SFL
$1.61B
$1K ﹤0.01%
+200
New +$1.75K
SKX
1572
DELISTED
Skechers
SKX
$1K ﹤0.01%
+39
New +$1.16K
SPH icon
1573
Suburban Propane Partners
SPH
$1.21B
$1K ﹤0.01%
+32
New +$439
SPWH icon
1574
Sportsman's Warehouse
SPWH
$44.9M
$1K ﹤0.01%
+100
New +$1.54K
SYBT icon
1575
Stock Yards Bancorp
SYBT
$2.6B
$1K ﹤0.01%
+28
New +$1.12K
61 62
63
64 65

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.