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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC
1526
DELISTED
Taylor Morrison
TMHC
– –
-2,650
Closed -$62K
TPL icon
1527
Texas Pacific Land
TPL
$26.9B
– –
-180
Closed -$30K
TPR icon
1528
Tapestry
TPR
$30.3B
– –
-4,487
Closed -$137K
TREX icon
1529
Trex
TREX
$4.4B
– –
-107
Closed -$6K
TRP icon
1530
TC Energy
TRP
$70.1B
– –
-478
Closed -$25K
TRU icon
1531
TransUnion
TRU
$16B
– –
-40
Closed -$3K
TRUP icon
1532
Trupanion
TRUP
$1.13B
– –
-1,050
Closed -$63K
TSVT
1533
DELISTED
2seventy bio
TSVT
– –
-141
Closed -$2K
TTE icon
1534
TotalEnergies
TTE
$193B
– –
-1,958
Closed -$103K
TTWO icon
1535
Take-Two Interactive
TTWO
$46.1B
– –
-221
Closed -$27K
TWI icon
1536
Titan International
TWI
$492M
– –
-6,551
Closed -$99K
TWLO icon
1537
Twilio
TWLO
$28.6B
– –
-3,952
Closed -$331K
TXG icon
1538
10x Genomics
TXG
$5.88B
– –
-137
Closed -$6K
TYL icon
1539
Tyler Technologies
TYL
$13.7B
– –
-130
Closed -$43K
U icon
1540
Unity
U
$14B
– –
-1,312
Closed -$48K
UA icon
1541
Under Armour Class C
UA
$2.95B
– –
-580
Closed -$4K
UAA icon
1542
Under Armour
UAA
$3.01B
– –
-91
Closed -$1K
UAVS icon
1543
AgEagle Aerial Systems
UAVS
$39.5M
– –
-2
Closed -$2K
UBS icon
1544
UBS Group
UBS
$170B
– –
-1,756
Closed -$29K
UCTT
1545
Ultra Clean Holdings
UCTT
$3.12B
– –
-213
Closed -$6K
UFCS icon
1546
United Fire Group
UFCS
$1.35B
– –
-1,821
Closed -$62K
UI icon
1547
Ubiquiti
UI
$31.6B
– –
-20
Closed -$5K
ULTA icon
1548
Ulta Beauty
ULTA
$21.8B
– –
-154
Closed -$59K
URI icon
1549
United Rentals
URI
$65.7B
– –
-505
Closed -$123K
USA icon
1550
Liberty All-Star Equity Fund
USA
$1.78B
– –
-3,000
Closed -$19K
60 61
62
63 64

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.