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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
1526
Chevron
CVX
$392B
$1K ﹤0.01%
20
-64,827
-100% -$5.45M
DBA icon
1527
Invesco DB Agriculture Fund
DBA
$1.23B
$1K ﹤0.01%
+50
New +$711
DENN
1528
DELISTED
Denny's
DENN
$1K ﹤0.01%
+140
New +$1.4K
DK icon
1529
Delek US
DK
$4.16B
$1K ﹤0.01%
+100
New +$1.54K
EOLS icon
1530
Evolus
EOLS
$385M
$1K ﹤0.01%
+210
New +$767
EQT icon
1531
EQT Corp
EQT
$33.3B
$1K ﹤0.01%
+70
New +$1.03K
FAF icon
1532
First American
FAF
$7.66B
$1K ﹤0.01%
+17
New +$881
FBZ
1533
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$1K ﹤0.01%
+78
New +$907
FCPT icon
1534
Four Corners Property Trust
FCPT
$2.81B
$1K ﹤0.01%
+53
New +$1.31K
FLN icon
1535
First Trust Latin America AlphaDEX Fund
FLN
$37.9M
$1K ﹤0.01%
+58
New +$911
FTI icon
1536
TechnipFMC
FTI
$28.6B
$1K ﹤0.01%
+183
New +$1.03K
FTV icon
1537
Fortive
FTV
$17.9B
$1K ﹤0.01%
+19
New +$866
FWONK icon
1538
Liberty Media Series C
FWONK
$24.6B
$1K ﹤0.01%
+23
New +$809
FYT icon
1539
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$1K ﹤0.01%
+24
New +$760
GTE icon
1540
Gran Tierra Energy
GTE
$265M
$1K ﹤0.01%
+500
New +$1.48K
HL icon
1541
Hecla Mining
HL
$9.47B
$1K ﹤0.01%
+248
New +$1.31K
HOUS
1542
DELISTED
Anywhere Real Estate
HOUS
$1K ﹤0.01%
+99
New +$951
HXL icon
1543
Hexcel
HXL
$7.79B
$1K ﹤0.01%
+34
New +$1.37K
IVZ icon
1544
Invesco
IVZ
$13.1B
$1K ﹤0.01%
+86
New +$911
JLL icon
1545
Jones Lang LaSalle
JLL
$16.5B
$1K ﹤0.01%
+8
New +$806
KDP icon
1546
Keurig Dr Pepper
KDP
$42.3B
$1K ﹤0.01%
+52
New +$1.52K
KHC icon
1547
Kraft Heinz
KHC
$30.7B
$1K ﹤0.01%
+24
New +$799
KIM icon
1548
Kimco Realty
KIM
$17.2B
$1K ﹤0.01%
+121
New +$1.43K
LBRDA icon
1549
Liberty Broadband Class A
LBRDA
$4.89B
$1K ﹤0.01%
+8
New +$1.08K
LEN.B icon
1550
Lennar Class B
LEN.B
$19.4B
$1K ﹤0.01%
+8
New +$432
60 61
62
63 64

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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return
STA
Summit Trail Advisors New York $6.98B AUM 19.51% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.