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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CURO
1501
DELISTED
CURO Group Holdings Corp.
CURO
$2K ﹤0.01%
+300
New +$2.28K
ARNC
1502
DELISTED
Arconic Corporation
ARNC
$2K ﹤0.01%
+103
New +$1.97K
GLOP
1503
DELISTED
GASLOG PARTNERS LP
GLOP
$2K ﹤0.01%
+530
New +$2.1K
FRC
1504
DELISTED
First Republic Bank
FRC
$2K ﹤0.01%
+22
New +$2.44K
SHLX
1505
DELISTED
Shell Midstream Partners, L.P.
SHLX
$2K ﹤0.01%
+208
New +$2.28K
NBEV
1506
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$2K ﹤0.01%
+1,430
New +$2.78K
CALA
1507
DELISTED
Calithera Biosciences, Inc
CALA
$2K ﹤0.01%
+25
New +$2.18K
DISCK
1508
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$2K ﹤0.01%
+100
New +$1.98K
GLIBA
1509
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$2K ﹤0.01%
+26
New +$2.05K
DNKN
1510
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2K ﹤0.01%
+29
New +$2.09K
CETV
1511
DELISTED
Central European Media Enterprises Ltd
CETV
$2K ﹤0.01%
+433
New +$1.76K
CHIX
1512
DELISTED
Global X MSCI China Financials ETF
CHIX
$2K ﹤0.01%
+163
New +$2.42K
PFSW
1513
DELISTED
PFSweb, Inc.
PFSW
$2K ﹤0.01%
+310
New +$2.3K
CBB
1514
DELISTED
Cincinnati Bell Inc.
CBB
$2K ﹤0.01%
+108
New +$1.62K
AEIS icon
1515
Advanced Energy
AEIS
$10.1B
$1K ﹤0.01%
+21
New +$1.47K
AMR icon
1516
Alpha Metallurgical Resources
AMR
$1.77B
$1K ﹤0.01%
+148
New +$687
ASH icon
1517
Ashland
ASH
$3.34B
$1K ﹤0.01%
+14
New +$1.04K
BBWI icon
1518
Bath & Body Works
BBWI
$3.97B
$1K ﹤0.01%
+47
New +$961
BFH icon
1519
Bread Financial
BFH
$4.32B
$1K ﹤0.01%
+19
New +$675
BGY icon
1520
BlackRock Enhanced International Dividend Trust
BGY
$509M
$1K ﹤0.01%
+136
New +$733
BWXT icon
1521
BWX Technologies
BWXT
$14.4B
$1K ﹤0.01%
+22
New +$1.23K
CAR icon
1522
Avis
CAR
$5.47B
$1K ﹤0.01%
+50
New +$1.51K
CCO icon
1523
Clear Channel Outdoor Holdings
CCO
$1.22B
$1K ﹤0.01%
+500
New +$537
CHX
1524
DELISTED
ChampionX
CHX
$1K ﹤0.01%
+176
New +$1.7K
CLRB icon
1525
Cellectar Biosciences
CLRB
$19.8M
$1K ﹤0.01%
+3
New +$1.19K
59 60
61
62 63

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.