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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSCC icon
1476
Lattice Semiconductor
LSCC
$17.7B
$39K ﹤0.01%
+647
New +$38.8K
MTB icon
1477
M&T Bank
MTB
$35.8B
$39K ﹤0.01%
231
-18,702
-99% -$3.3M
OXY.WS icon
1478
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$39K ﹤0.01%
+1,104
New +$26.7K
PCAR icon
1479
PACCAR
PCAR
$70.4B
$39K ﹤0.01%
+659
New +$40.2K
PHO icon
1480
Invesco Water Resources ETF
PHO
$2B
$39K ﹤0.01%
+738
New +$39.1K
SILK
1481
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$39K ﹤0.01%
+947
New +$33.3K
FRLN
1482
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
$39K ﹤0.01%
2,310
+1,307
+130% +$24.3K
AMRS
1483
DELISTED
Amyris Inc.
AMRS
$39K ﹤0.01%
+9,000
New +$40.4K
DICE
1484
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
$39K ﹤0.01%
+2,052
New +$36.6K
ADC icon
1485
Agree Realty
ADC
$9.42B
$38K ﹤0.01%
+572
New +$37.2K
AMC icon
1486
AMC Entertainment Holdings
AMC
$2.47B
$38K ﹤0.01%
+156
New +$29K
BNY
1487
DELISTED
BlackRock New York Municipal Income Trust
BNY
$38K ﹤0.01%
+3,140
New +$41.3K
DCI icon
1488
Donaldson
DCI
$10.7B
$38K ﹤0.01%
+732
New +$39.8K
EFAD icon
1489
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$63.3M
$38K ﹤0.01%
+950
New +$39.4K
FIX icon
1490
Comfort Systems
FIX
$59.8B
$38K ﹤0.01%
+429
New +$38.5K
NSIT icon
1491
Insight Enterprises
NSIT
$3.86B
$38K ﹤0.01%
+355
New +$36.1K
OMFS icon
1492
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$282M
$38K ﹤0.01%
+990
New +$38.7K
DCT
1493
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$38K ﹤0.01%
+1,726
New +$41.3K
BNY
1494
Bank of New York Mellon
BNY
$106B
$37K ﹤0.01%
+748
New +$42.5K
FCPT icon
1495
Four Corners Property Trust
FCPT
$2.8B
$37K ﹤0.01%
+1,370
New +$36.8K
FERG icon
1496
Ferguson
FERG
$43.9B
$37K ﹤0.01%
+278
New +$42.9K
FYC icon
1497
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$37K ﹤0.01%
+546
New +$36.6K
MQT
1498
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$37K ﹤0.01%
+3,015
New +$38.9K
SLF icon
1499
Sun Life Financial
SLF
$45.9B
$37K ﹤0.01%
+660
New +$36.4K
TOK icon
1500
iShares MSCI Kokusai Fund
TOK
$248M
$37K ﹤0.01%
+380
New +$36.3K
58 59
60
61 62

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.