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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSP icon
1476
Insperity
NSP
$2.03B
$2K ﹤0.01%
+35
New +$2.33K
NTRS icon
1477
Northern Trust
NTRS
$21.8B
$2K ﹤0.01%
+32
New +$2.57K
NWG icon
1478
NatWest
NWG
$69.9B
$2K ﹤0.01%
+552
New +$1.71K
OPK icon
1479
Opko Health
OPK
$1.02B
$2K ﹤0.01%
+500
New +$2.11K
OXY.WS icon
1480
Occidental Petroleum Corp Warrants
OXY.WS
$32.1B
$2K ﹤0.01%
+610
New +$1.95K
PEB icon
1481
Pebblebrook Hotel Trust
PEB
$2.18B
$2K ﹤0.01%
+134
New +$1.61K
PH icon
1482
Parker-Hannifin
PH
$120B
$2K ﹤0.01%
+10
New +$1.97K
PII icon
1483
Polaris
PII
$3.83B
$2K ﹤0.01%
20
-3,440
-99% -$339K
REFR icon
1484
Research Frontiers
REFR
$13.6M
$2K ﹤0.01%
+750
New +$2.17K
REVG
1485
DELISTED
REV Group
REVG
$2K ﹤0.01%
+235
New +$1.67K
RNR icon
1486
RenaissanceRe
RNR
$13.8B
$2K ﹤0.01%
+12
New +$2.12K
SAN icon
1487
Banco Santander
SAN
$191B
$2K ﹤0.01%
+1,375
New +$2.95K
SDS icon
1488
ProShares UltraShort S&P500
SDS
$435M
$2K ﹤0.01%
+6
New +$2.5K
SMH icon
1489
VanEck Semiconductor ETF
SMH
$60.8B
$2K ﹤0.01%
+22
New +$1.84K
SR icon
1490
Spire
SR
$4.79B
$2K ﹤0.01%
+28
New +$1.67K
SVC
1491
Service Properties Trust
SVC
$1.05B
$2K ﹤0.01%
+58
New +$2.21K
SXT icon
1492
Sensient Technologies
SXT
$5.22B
$2K ﹤0.01%
+40
New +$2.21K
TM icon
1493
Toyota
TM
$228B
$2K ﹤0.01%
+11
New +$1.43K
UPBD icon
1494
Upbound Group
UPBD
$1.22B
$2K ﹤0.01%
+70
New +$2.07K
VTIP icon
1495
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2K ﹤0.01%
+42
New +$2.13K
WSBC icon
1496
WesBanco
WSBC
$4.02B
$2K ﹤0.01%
+107
New +$2.27K
QVCGA
1497
DELISTED
QVC Group Inc Series A
QVCGA
$2K ﹤0.01%
+6
New +$2.84K
ENLC
1498
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$2K ﹤0.01%
+759
New +$2.01K
LSXMA
1499
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2K ﹤0.01%
+97
New +$2.5K
CPE
1500
DELISTED
Callon Petroleum Company
CPE
$2K ﹤0.01%
+320
New +$2.82K
58 59
60
61 62

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.