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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DALI icon
126
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
$5.54M 0.18%
+256,792
New +$5.88M
LIN icon
127
Linde
LIN
$237B
$5.53M 0.18%
13,474
-597
-4% -$235K
FSK icon
128
FS KKR Capital
FSK
$2.98B
$5.48M 0.18%
274,570
+137
+0% +$2.69K
TSM icon
129
TSMC
TSM
$2.09T
$5.47M 0.18%
52,633
-2,376
-4% -$227K
SO icon
130
Southern Company
SO
$110B
$5.4M 0.18%
77,058
+10,724
+16% +$736K
SPHQ icon
131
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$5.36M 0.18%
99,138
+26,078
+36% +$1.34M
BND icon
132
Vanguard Total Bond Market
BND
$157B
$5.36M 0.18%
72,849
+11,691
+19% +$825K
T icon
133
AT&T
T
$165B
$5.2M 0.17%
309,942
+21,499
+7% +$339K
VCLT icon
134
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$5.15M 0.17%
64,283
+40,690
+172% +$2.99M
PANW icon
135
Palo Alto Networks
PANW
$264B
$5.13M 0.17%
34,776
+10,360
+42% +$1.39M
WFC icon
136
Wells Fargo
WFC
$261B
$5.09M 0.17%
103,348
-20
-0% -$863
NKE icon
137
Nike
NKE
$61.9B
$5.08M 0.17%
46,817
-5,055
-10% -$543K
CGCP icon
138
Capital Group Core Plus Income ETF
CGCP
$8.33B
$5.08M 0.17%
223,831
+5,701
+3% +$124K
CGGR icon
139
Capital Group Growth ETF
CGGR
$23.5B
$5.07M 0.17%
179,459
+28,356
+19% +$733K
JPST icon
140
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.97M 0.16%
99,024
+67,423
+213% +$3.38M
QUAL icon
141
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$4.92M 0.16%
33,438
+9,231
+38% +$1.28M
XBI icon
142
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$4.92M 0.16%
55,051
+257
+0.5% +$19.1K
UNP icon
143
Union Pacific
UNP
$183B
$4.91M 0.16%
19,988
-253
-1% -$55.6K
GDX icon
144
VanEck Gold Miners ETF
GDX
$23B
$4.85M 0.16%
156,392
+62,605
+67% +$1.83M
IAU icon
145
iShares Gold Trust
IAU
$63B
$4.82M 0.16%
123,368
+90,673
+277% +$3.39M
FOCT icon
146
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$4.76M 0.16%
+122,434
New +$4.58M
ETN icon
147
Eaton
ETN
$157B
$4.74M 0.16%
19,665
+1,174
+6% +$259K
VB icon
148
Vanguard Small-Cap ETF
VB
$79.5B
$4.58M 0.15%
21,470
-971
-4% -$187K
DD icon
149
DuPont de Nemours
DD
$18.6B
$4.57M 0.15%
47,295
+2,625
+6% +$239K
VZ icon
150
Verizon
VZ
$194B
$4.53M 0.15%
120,273
+9,867
+9% +$349K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.