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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEFT icon
126
Euronet Worldwide
EEFT
$3.02B
$3.68M 0.18%
39,010
-150
-0.4% -$13K
BSM icon
127
Black Stone Minerals
BSM
$3.11B
$3.59M 0.18%
213,099
+43,713
+26% +$774K
SYK icon
128
Stryker
SYK
$127B
$3.59M 0.18%
14,702
+60
+0.4% +$13.6K
COP icon
129
ConocoPhillips
COP
$147B
$3.55M 0.18%
30,064
+17
+0.1% +$2.07K
BSJO
130
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$3.5M 0.18%
158,327
-6,935
-4% -$153K
VZ icon
131
Verizon
VZ
$194B
$3.48M 0.17%
88,239
-19,188
-18% -$723K
DVY icon
132
iShares Select Dividend ETF
DVY
$24B
$3.46M 0.17%
28,725
-53,968
-65% -$6.38M
VEU icon
133
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.45M 0.17%
68,786
-1,645
-2% -$79.8K
AFL icon
134
Aflac
AFL
$63.9B
$3.45M 0.17%
47,898
-29,184
-38% -$1.95M
ACN icon
135
Accenture
ACN
$89.9B
$3.43M 0.17%
12,855
-6,431
-33% -$1.78M
ADI icon
136
Analog Devices
ADI
$181B
$3.42M 0.17%
20,862
-15,988
-43% -$2.5M
WFC icon
137
Wells Fargo
WFC
$261B
$3.41M 0.17%
82,644
+3,450
+4% +$153K
SPH icon
138
Suburban Propane Partners
SPH
$1.23B
$3.4M 0.17%
223,737
-8,472
-4% -$136K
FPX icon
139
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.39M 0.17%
43,135
-5,167
-11% -$432K
HYLS icon
140
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$3.39M 0.17%
87,114
-10,118
-10% -$398K
ORLY icon
141
O'Reilly Automotive
ORLY
$72.4B
$3.36M 0.17%
59,715
+11,415
+24% +$614K
T icon
142
AT&T
T
$165B
$3.32M 0.17%
180,435
+7,896
+5% +$141K
VCSH icon
143
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.32M 0.17%
44,133
+30,746
+230% +$2.3M
LLY icon
144
Eli Lilly
LLY
$1.07T
$3.29M 0.16%
8,999
-4,076
-31% -$1.45M
INTC icon
145
Intel
INTC
$466B
$3.29M 0.16%
124,548
+43,202
+53% +$1.2M
PNC icon
146
PNC Financial Services
PNC
$100B
$3.29M 0.16%
20,826
+851
+4% +$134K
DWAW icon
147
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$3.28M 0.16%
105,767
-3,564
-3% -$110K
EPD icon
148
Enterprise Products Partners
EPD
$83.8B
$3.27M 0.16%
135,505
+58,707
+76% +$1.45M
DD icon
149
DuPont de Nemours
DD
$18.6B
$3.22M 0.16%
37,435
-2,116
-5% -$169K
PFF icon
150
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.21M 0.16%
105,019
-2,203
-2% -$68.5K
4 5
6
7 8

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.