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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
126
Honeywell
HON
$77.1B
$3.81M 0.2%
24,188
+833
+4% +$145K
HYLS icon
127
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$3.73M 0.19%
97,232
+36,346
+60% +$1.48M
AMLP icon
128
Alerian MLP ETF
AMLP
$13B
$3.72M 0.19%
101,703
+3,402
+3% +$129K
MCK icon
129
McKesson
MCK
$98.5B
$3.65M 0.19%
10,752
+834
+8% +$290K
MOAT icon
130
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$3.65M 0.19%
60,824
-11,239
-16% -$756K
BSJM
131
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$3.62M 0.19%
164,585
+7,847
+5% +$174K
BSJO
132
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$3.57M 0.19%
165,262
+10,743
+7% +$240K
NSC icon
133
Norfolk Southern
NSC
$78.8B
$3.53M 0.18%
16,811
-91
-0.5% -$21.9K
FIS icon
134
Fidelity National Information Services
FIS
$21.5B
$3.5M 0.18%
46,328
+1,417
+3% +$132K
SPH icon
135
Suburban Propane Partners
SPH
$1.23B
$3.49M 0.18%
232,209
+149,117
+179% +$2.41M
BCX icon
136
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$3.48M 0.18%
400,473
+1,156
+0.3% +$10.4K
APD icon
137
Air Products & Chemicals
APD
$66.3B
$3.48M 0.18%
14,945
+363
+2% +$89.9K
USB icon
138
US Bancorp
USB
$99.6B
$3.47M 0.18%
86,095
+11,211
+15% +$519K
NKE icon
139
Nike
NKE
$61.9B
$3.41M 0.18%
41,076
+2,828
+7% +$304K
PFF icon
140
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.4M 0.18%
107,222
-10,311
-9% -$346K
ALL icon
141
Allstate
ALL
$66.9B
$3.39M 0.18%
27,248
+742
+3% +$92.2K
SHY icon
142
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.39M 0.18%
41,763
+1,706
+4% +$140K
DUK icon
143
Duke Energy
DUK
$102B
$3.37M 0.18%
36,191
+4,555
+14% +$489K
LIN icon
144
Linde
LIN
$237B
$3.34M 0.17%
12,369
+23
+0.2% +$6.61K
UNG icon
145
United States Natural Gas Fund
UNG
$470M
$3.3M 0.17%
35,282
+15,833
+81% +$1.74M
D icon
146
Dominion Energy
D
$62.5B
$3.3M 0.17%
47,697
+25,073
+111% +$2.02M
CLX icon
147
Clorox
CLX
$11.6B
$3.23M 0.17%
25,146
+1,014
+4% +$146K
BDX icon
148
Becton Dickinson
BDX
$43.1B
$3.22M 0.17%
14,442
+1,704
+13% +$424K
WFC icon
149
Wells Fargo
WFC
$261B
$3.19M 0.17%
79,194
-3,426
-4% -$147K
DIS icon
150
Walt Disney
DIS
$165B
$3.19M 0.17%
33,748
-79
-0.2% -$8.46K
4 5
6
7 8

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.