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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
126
Illinois Tool Works
ITW
$81.4B
$3.92M 0.2%
18,985
-306
-2% -$69K
FSLR icon
127
First Solar
FSLR
$21.8B
$3.92M 0.2%
41,040
+20,252
+97% +$1.88M
EMR icon
128
Emerson Electric
EMR
$82.9B
$3.9M 0.19%
41,330
-1,338
-3% -$134K
USB icon
129
US Bancorp
USB
$99.6B
$3.89M 0.19%
65,420
+3,596
+6% +$205K
APO icon
130
Apollo Global Management
APO
$70.7B
$3.88M 0.19%
+62,969
New +$3.78M
SBUX icon
131
Starbucks
SBUX
$118B
$3.84M 0.19%
34,815
-376
-1% -$44K
IJH icon
132
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.76M 0.19%
71,395
+2,710
+4% +$146K
BRK.B icon
133
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.75M 0.19%
13,753
-125
-0.9% -$35.1K
USO icon
134
United States Oil Fund
USO
$2.45B
$3.74M 0.19%
71,204
-15,378
-18% -$752K
INTC icon
135
Intel
INTC
$466B
$3.72M 0.19%
69,884
+10,231
+17% +$555K
AFL icon
136
Aflac
AFL
$63.9B
$3.71M 0.18%
71,216
-1,481
-2% -$81K
DWAS icon
137
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$3.66M 0.18%
41,660
+507
+1% +$43.5K
VUG icon
138
Vanguard Growth ETF
VUG
$216B
$3.65M 0.18%
75,516
+5,376
+8% +$268K
TIP icon
139
iShares TIPS Bond ETF
TIP
$14.5B
$3.65M 0.18%
28,568
+7,549
+36% +$973K
ASML icon
140
ASML
ASML
$675B
$3.64M 0.18%
4,883
+368
+8% +$289K
DGRO icon
141
iShares Core Dividend Growth ETF
DGRO
$42.6B
$3.64M 0.18%
72,368
+2,689
+4% +$139K
HYG icon
142
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.57M 0.18%
40,839
-212
-0.5% -$18.6K
VEU icon
143
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.57M 0.18%
58,579
+15,242
+35% +$959K
DEED icon
144
First Trust Securitized Plus ETF
DEED
$78.8M
$3.57M 0.18%
137,628
-3,650
-3% -$94.9K
MET icon
145
MetLife
MET
$61B
$3.56M 0.18%
57,593
-519
-0.9% -$31.2K
HON icon
146
Honeywell
HON
$77.1B
$3.54M 0.18%
17,713
-342
-2% -$72.9K
IWD icon
147
iShares Russell 1000 Value ETF
IWD
$82B
$3.54M 0.18%
22,606
-461
-2% -$73.9K
APD icon
148
Air Products & Chemicals
APD
$66.3B
$3.51M 0.17%
13,709
+2,203
+19% +$609K
TROW icon
149
T. Rowe Price
TROW
$25B
$3.51M 0.17%
17,852
-145
-0.8% -$30.5K
EFA icon
150
iShares MSCI EAFE ETF
EFA
$76.4B
$3.49M 0.17%
44,671
+922
+2% +$73.8K
4 5
6
7 8

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.