We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASND icon
126
Ascendis Pharma A/S
ASND
$16.3B
$386K 0.15%
2,503
-87
-3% -$12.5K
RUN icon
127
Sunrun
RUN
$2.3B
$385K 0.15%
+5,000
New +$235K
SWAN icon
128
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$379K 0.14%
11,959
-8,253
-41% -$262K
COST icon
129
Costco
COST
$431B
$371K 0.14%
1,082
-7,595
-88% -$2.55M
THQ
130
abrdn Healthcare Opportunities Fund
THQ
$784M
$371K 0.14%
20,504
+8,432
+70% +$153K
VGT icon
131
Vanguard Information Technology ETF
VGT
$136B
$370K 0.14%
9,504
-9,848
-51% -$371K
NOC icon
132
Northrop Grumman
NOC
$78.7B
$366K 0.14%
1,160
-840
-42% -$274K
GE icon
133
GE Aerospace
GE
$375B
$364K 0.14%
11,724
-1,239
-10% -$40.3K
PKB icon
134
Invesco Building & Construction ETF
PKB
$438M
$361K 0.14%
+9,974
New +$341K
AADR icon
135
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.3M
$355K 0.14%
+6,428
New +$362K
CB icon
136
Chubb
CB
$141B
$354K 0.14%
3,071
-15,724
-84% -$1.98M
TMUS icon
137
T-Mobile US
TMUS
$198B
$351K 0.13%
3,072
+198
+7% +$21.9K
WFC icon
138
Wells Fargo
WFC
$263B
$348K 0.13%
14,796
-173,074
-92% -$4.27M
ASML icon
139
ASML
ASML
$607B
$340K 0.13%
+920
New +$344K
SRE icon
140
Sempra
SRE
$59.8B
$337K 0.13%
+5,694
New +$350K
IYG icon
141
iShares US Financial Services ETF
IYG
$2.17B
$336K 0.13%
8,256
– –
SYY icon
142
Sysco
SYY
$40.8B
$332K 0.13%
5,333
-6,422
-55% -$374K
IWB icon
143
iShares Russell 1000 ETF
IWB
$47.9B
$331K 0.13%
1,771
+481
+37% +$88.8K
NKE icon
144
Nike
NKE
$63.8B
$327K 0.13%
2,632
-28,339
-92% -$3.04M
EFAV icon
145
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.33B
$324K 0.12%
4,752
-8,198
-63% -$558K
F icon
146
Ford
F
$59.2B
$324K 0.12%
48,714
+3,666
+8% +$24.8K
RIGS icon
147
ALPS Strategic Income Fund
RIGS
$60.4M
$321K 0.12%
13,075
-17,805
-58% -$439K
BRK.A icon
148
Berkshire Hathaway Class A
BRK.A
$1.1T
$320K 0.12%
1
– –
GIS icon
149
General Mills
GIS
$20.1B
$319K 0.12%
5,179
-200
-4% -$12.5K
FSK icon
150
FS KKR Capital
FSK
$3.06B
$315K 0.12%
19,850
-1,265
-6% -$19.7K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.