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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
126
Block Inc
XYZ
$45.9B
$1.5M 0.17%
+20,156
New +$1.41M
NEE icon
127
NextEra Energy
NEE
$187B
$1.48M 0.17%
+28,672
New +$1.41M
ACN icon
128
Accenture
ACN
$89.9B
$1.47M 0.17%
+7,740
New +$1.39M
WFC icon
129
Wells Fargo
WFC
$261B
$1.45M 0.16%
30,474
+1,413
+5% +$66.1K
SPHD icon
130
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.44M 0.16%
33,980
+4,351
+15% +$183K
ABT icon
131
Abbott
ABT
$180B
$1.41M 0.16%
16,614
-911
-5% -$71.7K
TXN icon
132
Texas Instruments
TXN
$255B
$1.4M 0.16%
12,145
+1,077
+10% +$120K
FXD icon
133
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.4M 0.16%
32,546
+9,085
+39% +$388K
FIXD icon
134
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.32M 0.15%
+25,512
New +$1.3M
GOOGL icon
135
Alphabet (Google) Class A
GOOGL
$3.91T
$1.32M 0.15%
24,100
-2,360
-9% -$137K
HYG icon
136
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.3M 0.15%
14,915
+102
+0.7% +$8.8K
AMD icon
137
Advanced Micro Devices
AMD
$851B
$1.3M 0.15%
+42,524
New +$1.21M
OKE icon
138
Oneok
OKE
$58.7B
$1.3M 0.15%
18,725
+1,158
+7% +$78.1K
HON icon
139
Honeywell
HON
$77.1B
$1.28M 0.14%
7,696
-10,577
-58% -$1.68M
UTF icon
140
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.26M 0.14%
+48,017
New +$1.19M
RIGS icon
141
ALPS Strategic Income Fund
RIGS
$60.4M
$1.25M 0.14%
+50,492
New +$1.25M
CMCSA icon
142
Comcast
CMCSA
$79.1B
$1.22M 0.14%
28,539
-868
-3% -$36.6K
RDS.B
143
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.21M 0.14%
18,522
+5,149
+39% +$335K
NKE icon
144
Nike
NKE
$61.9B
$1.2M 0.13%
+14,145
New +$1.19M
FDL icon
145
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.19M 0.13%
+38,939
New +$1.18M
MTUM icon
146
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.18M 0.13%
+9,900
New +$1.13M
MMM icon
147
3M
MMM
$89B
$1.15M 0.13%
7,973
+131
+2% +$20.2K
SBUX icon
148
Starbucks
SBUX
$118B
$1.15M 0.13%
13,458
-1,841
-12% -$144K
LOW icon
149
Lowe's Companies
LOW
$116B
$1.15M 0.13%
11,313
+1,168
+12% +$123K
USO icon
150
United States Oil Fund
USO
$2.45B
$1.15M 0.13%
+11,937
New +$1.19M
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.