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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
126
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$989K 0.15%
11,820
-5,038
-30% -$425K
RTX icon
127
RTX Corp
RTX
$287B
$969K 0.15%
11,900
-129
-1% -$9.79K
D icon
128
Dominion Energy
D
$62.7B
$965K 0.15%
12,175
-153
-1% -$12.4K
SO icon
129
Southern Company
SO
$109B
$961K 0.15%
20,399
-18,429
-47% -$939K
LOW icon
130
Lowe's Companies
LOW
$116B
$958K 0.15%
10,320
+880
+9% +$72.7K
LQD icon
131
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$957K 0.15%
7,912
-798
-9% -$96.5K
RFUN
132
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$956K 0.15%
36,634
+2,803
+8% +$73.6K
GOOGL icon
133
Alphabet (Google) Class A
GOOGL
$3.93T
$948K 0.14%
17,820
-700
-4% -$36.1K
FTSL icon
134
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$942K 0.14%
19,588
-10,567
-35% -$509K
IWM icon
135
iShares Russell 2000 ETF
IWM
$81.5B
$938K 0.14%
6,129
-1,285
-17% -$193K
BSJL
136
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$920K 0.14%
36,900
+1,300
+4% +$32.6K
FPX icon
137
First Trust US Equity Opportunities ETF
FPX
$1.53B
$906K 0.14%
13,255
+6,844
+107% +$455K
KO icon
138
Coca-Cola
KO
$354B
$905K 0.14%
19,672
-919
-4% -$42.2K
ABT icon
139
Abbott
ABT
$181B
$900K 0.14%
15,642
-797
-5% -$44.2K
QABA icon
140
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.7M
$900K 0.14%
17,152
+4,817
+39% +$254K
IJR icon
141
iShares Core S&P Small-Cap ETF
IJR
$110B
$893K 0.14%
11,609
+2,424
+26% +$183K
COL
142
DELISTED
Rockwell Collins
COL
$883K 0.13%
6,475
-145
-2% -$19.4K
MMM icon
143
3M
MMM
$89.3B
$881K 0.13%
4,460
-1,607
-26% -$309K
GYLD icon
144
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$876K 0.13%
48,642
-13,383
-22% -$242K
GE icon
145
GE Aerospace
GE
$370B
$873K 0.13%
10,250
-3,344
-25% -$319K
GLD icon
146
SPDR Gold Trust
GLD
$131B
$848K 0.13%
6,819
-656
-9% -$79.5K
IEMG icon
147
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$847K 0.13%
14,428
-1,191
-8% -$66.5K
XLE icon
148
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$845K 0.13%
22,858
+12,942
+131% +$445K
ACN icon
149
Accenture
ACN
$89.3B
$834K 0.13%
5,344
-226
-4% -$32.8K
COST icon
150
Costco
COST
$414B
$826K 0.13%
4,417
-6
-0.1% -$1.04K
4 5
6
7 8

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.