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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$1.07T
$460K 0.12%
6,096
-663
-10% -$56K
JPM icon
127
JPMorgan Chase
JPM
$939B
$457K 0.12%
8,289
+2,440
+42% +$160K
SBY
128
DELISTED
Silver Bay Realty Trust Corp.
SBY
$456K 0.12%
28,500
+10,300
+57% +$168K
IJR icon
129
iShares Core S&P Small-Cap ETF
IJR
$109B
$455K 0.12%
8,534
+3,548
+71% +$201K
TFC icon
130
Truist Financial
TFC
$63.2B
$454K 0.11%
+12,766
New +$493K
TGT icon
131
Target
TGT
$62.1B
$443K 0.11%
6,025
-441
-7% -$35.2K
GDXJ icon
132
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$432K 0.11%
22,042
-11,550
-34% -$235K
LMT icon
133
Lockheed Martin
LMT
$134B
$432K 0.11%
2,198
-1,431
-39% -$291K
GSK icon
134
GSK
GSK
$103B
$431K 0.11%
8,968
+1,162
+15% +$60.5K
UAA icon
135
Under Armour
UAA
$3B
$423K 0.11%
8,804
+2,024
+30% +$95.5K
VCSH icon
136
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$422K 0.11%
+5,289
New +$420K
FAB icon
137
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$420K 0.11%
10,330
-1,376
-12% -$59.9K
HD icon
138
Home Depot
HD
$332B
$417K 0.11%
+4,119
New +$476K
MMM icon
139
3M
MMM
$89B
$416K 0.11%
3,871
-470
-11% -$57.8K
KO icon
140
Coca-Cola
KO
$354B
$408K 0.1%
10,658
+371
+4% +$14.9K
FAD icon
141
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$405K 0.1%
8,550
-1,925
-18% -$97.1K
ACAD icon
142
Acadia Pharmaceuticals
ACAD
$4.25B
$400K 0.1%
+12,100
New +$503K
EUM icon
143
ProShares Trust Short MSCI Emerging Markets
EUM
$10.9M
$400K 0.1%
+6,690
New +$378K
JNK icon
144
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$398K 0.1%
3,719
+465
+14% +$52K
PPL
145
PPL Corp
PPL
$27.3B
$393K 0.1%
11,957
-5,647
-32% -$177K
DLR icon
146
Digital Realty Trust
DLR
$73.7B
$386K 0.1%
+5,910
New +$385K
IEI icon
147
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$384K 0.1%
3,082
+1,267
+70% +$156K
VXX
148
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$384K 0.1%
+938
New +$312K
BP icon
149
BP
BP
$113B
$382K 0.1%
14,853
+5,656
+61% +$166K
KHC icon
150
Kraft Heinz
KHC
$30.4B
$380K 0.1%
+5,586
New +$422K
4 5
6
7 8

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.