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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
126
Becton Dickinson
BDX
$43.1B
$528K 0.13%
+3,891
New +$498K
ABBV icon
127
AbbVie
ABBV
$458B
$521K 0.13%
7,955
-1,616
-17% -$102K
MMM icon
128
3M
MMM
$89B
$521K 0.13%
3,794
+300
+9% +$38.5K
KRFT
129
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$514K 0.13%
8,197
+300
+4% +$17.6K
VFC icon
130
VF Corp
VFC
$6.68B
$504K 0.13%
7,152
-100
-1% -$6.62K
ET icon
131
Energy Transfer Partners
ET
$70.1B
$487K 0.12%
16,964
-396
-2% -$11.4K
GOOG icon
132
Alphabet (Google) Class C
GOOG
$3.9T
$481K 0.12%
18,310
+5,495
+43% +$147K
AMZN icon
133
Amazon
AMZN
$2.5T
$477K 0.12%
30,720
-14,700
-32% -$229K
MCD icon
134
McDonald's
MCD
$188B
$475K 0.12%
5,064
-1,924
-28% -$180K
KO icon
135
Coca-Cola
KO
$354B
$471K 0.12%
11,161
+1,024
+10% +$43.7K
OA
136
DELISTED
Orbital ATK, Inc.
OA
$468K 0.12%
4,025
+2,100
+109% +$244K
INTC icon
137
Intel
INTC
$464B
$464K 0.12%
12,799
+333
+3% +$11.6K
BIIB icon
138
Biogen
BIIB
$29.9B
$459K 0.11%
+1,352
New +$437K
QCOM icon
139
Qualcomm
QCOM
$176B
$459K 0.11%
6,170
+575
+10% +$42.1K
IYY icon
140
iShares Dow Jones US ETF
IYY
$2.92B
$458K 0.11%
8,846
+678
+8% +$34.3K
PWV icon
141
Invesco Large Cap Value ETF
PWV
$1.66B
$454K 0.11%
14,509
-2,734
-16% -$83.7K
VWO icon
142
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$454K 0.11%
11,342
-131
-1% -$5.39K
BSCF
143
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$449K 0.11%
20,732
-5,631
-21% -$122K
AGN
144
DELISTED
Allergan Inc
AGN
$446K 0.11%
2,100
– –
AGNC icon
145
AGNC Investment
AGNC
$12.3B
$440K 0.11%
+20,176
New +$455K
COST icon
146
Costco
COST
$415B
$438K 0.11%
3,088
+989
+47% +$134K
EWL icon
147
iShares MSCI Switzerland ETF
EWL
$2.12B
$434K 0.11%
13,693
+2,624
+24% +$84.2K
GSK icon
148
GSK
GSK
$103B
$434K 0.11%
8,123
+1,501
+23% +$84K
EWK icon
149
iShares MSCI Belgium ETF
EWK
$163M
$430K 0.11%
26,508
+5,888
+29% +$95K
EWP icon
150
iShares MSCI Spain ETF
EWP
$1.98B
$429K 0.11%
12,374
+465
+4% +$17.2K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.