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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
126
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$508K 0.14%
22,531
-10,523
-32% -$395K
BSCE
127
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$492K 0.13%
23,339
+4,100
+21% +$86.5K
COP icon
128
ConocoPhillips
COP
$147B
$486K 0.13%
6,755
+143
+2% +$11.7K
LYB icon
129
LyondellBasell Industries
LYB
$19.5B
$485K 0.13%
4,704
+367
+8% +$39.7K
FXO icon
130
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$483K 0.13%
22,120
+2,736
+14% +$60.7K
VWO icon
131
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$479K 0.13%
11,473
-243
-2% -$10.8K
SDY icon
132
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$475K 0.13%
6,808
+321
+5% +$24.4K
EWP icon
133
iShares MSCI Spain ETF
EWP
$1.98B
$463K 0.12%
11,909
+3,278
+38% +$133K
MGK icon
134
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$462K 0.12%
29,670
-4,790
-14% -$74.4K
BSCG
135
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$461K 0.12%
20,640
+4,100
+25% +$91.6K
LLY icon
136
Eli Lilly
LLY
$1.07T
$458K 0.12%
7,666
-680
-8% -$43.1K
TGT icon
137
Target
TGT
$62.1B
$453K 0.12%
8,021
+930
+13% +$56.3K
VFC icon
138
VF Corp
VFC
$6.68B
$451K 0.12%
7,252
-159
-2% -$9.51K
GWPH
139
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$451K 0.12%
+5,580
New +$494K
BRK.B icon
140
Berkshire Hathaway Class B
BRK.B
$1.07T
$439K 0.12%
3,237
-963
-23% -$128K
VEA icon
141
Vanguard FTSE Developed Markets ETF
VEA
$226B
$439K 0.12%
11,045
+104
+1% +$4.33K
VTI icon
142
Vanguard Total Stock Market ETF
VTI
$654B
$436K 0.12%
4,310
+156
+4% +$15.9K
KRFT
143
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$434K 0.12%
7,897
+3,371
+74% +$195K
TSLA icon
144
Tesla
TSLA
$1.24T
$429K 0.12%
26,520
-1,425
-5% -$23.5K
FXZ icon
145
First Trust Materials AlphaDEX Fund
FXZ
$378M
$428K 0.12%
13,311
+2,106
+19% +$70.5K
STWD icon
146
Starwood Property Trust
STWD
$6.12B
$425K 0.11%
+19,348
New +$453K
FXL icon
147
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$423K 0.11%
13,059
+103
+0.8% +$3.37K
EWG icon
148
iShares MSCI Germany ETF
EWG
$1.5B
$417K 0.11%
15,042
+503
+3% +$14.8K
CM icon
149
Canadian Imperial Bank of Commerce
CM
$107B
$405K 0.11%
+9,102
New +$418K
IYY icon
150
iShares Dow Jones US ETF
IYY
$2.92B
$405K 0.11%
8,168
+1,046
+15% +$52.2K
4 5
6
7 8

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.