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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
1451
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
– –
-1,319
Closed -$41K
SCHE icon
1452
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
– –
-1,842
Closed -$47K
SCHF icon
1453
Schwab International Equity ETF
SCHF
$65.9B
– –
-9,904
Closed -$156K
SCHJ icon
1454
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
– –
-828
Closed -$20K
SCHR
1455
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-2,128
Closed -$55K
SCHX icon
1456
Schwab US Large- Cap ETF
SCHX
$71.1B
– –
-108
Closed -$2K
SCI icon
1457
Service Corp International
SCI
$11.4B
– –
-384
Closed -$27K
SCZ icon
1458
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
– –
-3,066
Closed -$168K
SEDG icon
1459
SolarEdge
SEDG
$2.62B
– –
-2,826
Closed -$773K
SEE
1460
DELISTED
Sealed Air
SEE
– –
-34
Closed -$2K
SG icon
1461
Sweetgreen
SG
$733M
– –
-25
Closed –
SHM icon
1462
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-535
Closed -$25K
SHV icon
1463
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-825
Closed -$91K
SIGI icon
1464
Selective Insurance
SIGI
$5.53B
– –
-209
Closed -$18K
SITE icon
1465
SiteOne Landscape Supply
SITE
$4.49B
– –
-1,203
Closed -$143K
SKY icon
1466
Champion Homes
SKY
$4.52B
– –
-281
Closed -$13K
SKX
1467
DELISTED
Skechers
SKX
– –
-800
Closed -$28K
SLB icon
1468
SLB Ltd
SLB
$76.5B
– –
-3,427
Closed -$123K
SLF icon
1469
Sun Life Financial
SLF
$46B
– –
-722
Closed -$33K
SLM icon
1470
SLM Corp
SLM
$4.78B
– –
-39
Closed -$1K
SLYG icon
1471
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
– –
-1,209
Closed -$85K
SLYV icon
1472
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
– –
-485
Closed -$35K
SMG icon
1473
ScottsMiracle-Gro
SMG
$4.06B
– –
-2,800
Closed -$225K
SMH icon
1474
VanEck Semiconductor ETF
SMH
$66.1B
– –
-12,240
Closed -$1.25M
SNOW icon
1475
Snowflake
SNOW
$94.6B
– –
-3,150
Closed -$438K
57 58
59
60 61

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.