We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
1451
Ericsson
ERIC
$32.1B
$2K ﹤0.01%
+155
New +$1.71K
FDM icon
1452
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$2K ﹤0.01%
+52
New +$2.03K
FFBC icon
1453
First Financial Bancorp
FFBC
$3.55B
$2K ﹤0.01%
+165
New +$2.23K
FLBL icon
1454
Franklin Senior Loan ETF
FLBL
$852M
$2K ﹤0.01%
+100
New +$2.41K
GP
1455
GreenPower Motor Co
GP
$10.5M
$2K ﹤0.01%
+15
New +$2.14K
GPN icon
1456
Global Payments
GPN
$24.1B
$2K ﹤0.01%
+9
New +$1.56K
HBNC icon
1457
Horizon Bancorp
HBNC
$1.06B
$2K ﹤0.01%
+200
New +$2.08K
HCSG icon
1458
Healthcare Services Group
HCSG
$1.61B
$2K ﹤0.01%
+70
New +$1.63K
HMC icon
1459
Honda
HMC
$39.8B
$2K ﹤0.01%
+69
New +$1.75K
HPQ icon
1460
HP
HPQ
$26B
$2K ﹤0.01%
+89
New +$1.62K
IBN icon
1461
ICICI Bank
IBN
$107B
$2K ﹤0.01%
+172
New +$1.71K
IBND icon
1462
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$457M
$2K ﹤0.01%
+45
New +$1.6K
ICLN icon
1463
iShares Global Clean Energy ETF
ICLN
$2.22B
$2K ﹤0.01%
+91
New +$1.42K
BRSL
1464
Brightstar Lottery PLC
BRSL
$1.9B
$2K ﹤0.01%
+200
New +$2.15K
INMB icon
1465
INmune Bio
INMB
$44.9M
$2K ﹤0.01%
+175
New +$1.78K
INO icon
1466
Inovio Pharmaceuticals
INO
$85.6M
$2K ﹤0.01%
+13
New +$2.71K
JNPR
1467
DELISTED
Juniper Networks
JNPR
$2K ﹤0.01%
+80
New +$1.9K
JQC icon
1468
Nuveen Credit Strategies Income Fund
JQC
$705M
$2K ﹤0.01%
+271
New +$1.62K
LILA icon
1469
Liberty Latin America Class A
LILA
$1.72B
$2K ﹤0.01%
+353
New +$2.15K
LOGI icon
1470
Logitech
LOGI
$14.8B
$2K ﹤0.01%
+29
New +$2.07K
LPG icon
1471
Dorian LPG
LPG
$1.96B
$2K ﹤0.01%
+253
New +$2.1K
MAS icon
1472
Masco
MAS
$14.6B
$2K ﹤0.01%
+32
New +$1.79K
MGA icon
1473
Magna International
MGA
$18.8B
$2K ﹤0.01%
+46
New +$2.21K
MGM icon
1474
MGM Resorts International
MGM
$11.7B
$2K ﹤0.01%
+98
New +$1.94K
MTB icon
1475
M&T Bank
MTB
$36.3B
$2K ﹤0.01%
+27
New +$2.76K
57 58
59
60 61

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.