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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLTY icon
1426
Cohen & Steers Real Estate Opportunities and Income Fund
RLTY
$271M
– –
-352
Closed -$6K
RMBS icon
1427
Rambus
RMBS
$10.4B
– –
-254
Closed -$5K
RNAM
1428
DELISTED
Avidity Biosciences
RNAM
– –
-6,091
Closed -$88K
ROBO icon
1429
ROBO Global Robotics & Automation Index ETF
ROBO
$1.94B
– –
-412
Closed -$19K
ROK icon
1430
Rockwell Automation
ROK
$51.9B
– –
-405
Closed -$81K
ROKU icon
1431
Roku
ROKU
$21.2B
– –
-1,285
Closed -$106K
ROM icon
1432
ProShares Ultra Technology
ROM
$1.11B
– –
-400
Closed -$11K
ROST icon
1433
Ross Stores
ROST
$78.1B
– –
-109
Closed -$8K
RPD icon
1434
Rapid7
RPD
$643M
– –
-263
Closed -$18K
RPM icon
1435
RPM International
RPM
$13.8B
– –
-23
Closed -$2K
RPTX
1436
DELISTED
Repare Therapeutics
RPTX
– –
-122
Closed -$2K
RPV icon
1437
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
– –
-475
Closed -$36K
RRX icon
1438
Regal Rexnord
RRX
$14B
– –
-160
Closed -$18K
RSPM icon
1439
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
– –
-5,640
Closed -$175K
RUSHA icon
1440
Rush Enterprises Class A
RUSHA
$5.98B
– –
-303
Closed -$10K
RVT icon
1441
Royce Value Trust
RVT
$2.21B
– –
-325
Closed -$5K
RWX icon
1442
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
– –
-138
Closed -$4K
RYLD icon
1443
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
– –
-6,640
Closed -$136K
SA
1444
Seabridge Gold
SA
$2.82B
– –
-201
Closed -$2K
SABR icon
1445
Sabre
SABR
$704M
– –
-3,489
Closed -$20K
SAIA icon
1446
Saia
SAIA
$11.2B
– –
-39
Closed -$7K
SAIC icon
1447
Saic
SAIC
$5.01B
– –
-511
Closed -$48K
SAM icon
1448
Boston Beer
SAM
$1.91B
– –
-201
Closed -$61K
SBGI icon
1449
Sinclair Inc
SBGI
$974M
– –
-545
Closed -$11K
SCHA icon
1450
Schwab U.S Small- Cap ETF
SCHA
$22.4B
– –
-788
Closed -$15K
56 57
58
59 60

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.