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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
1426
DELISTED
PacWest Bancorp
PACW
$3K ﹤0.01%
+165
New +$3.06K
HNP
1427
DELISTED
Huaneng Power Intl, Inc.
HNP
$3K ﹤0.01%
+199
New +$3.3K
NUAN
1428
DELISTED
Nuance Communications, Inc.
NUAN
$3K ﹤0.01%
+95
New +$2.76K
HPR
1429
DELISTED
HighPoint Resources Corporation
HPR
$3K ﹤0.01%
271
– –
EV
1430
DELISTED
Eaton Vance Corp.
EV
$3K ﹤0.01%
79
-12,359
-99% -$473K
MBT
1431
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3K ﹤0.01%
+355
New +$3.22K
A icon
1432
Agilent Technologies
A
$39.6B
$2K ﹤0.01%
+20
New +$1.93K
AAL icon
1433
American Airlines Group
AAL
$9.82B
$2K ﹤0.01%
161
-13,817
-99% -$173K
ACGL icon
1434
Arch Capital
ACGL
$36.5B
$2K ﹤0.01%
+60
New +$1.83K
AM icon
1435
Antero Midstream
AM
$10.2B
$2K ﹤0.01%
+424
New +$2.58K
AOS icon
1436
A.O. Smith
AOS
$8.55B
$2K ﹤0.01%
+38
New +$1.9K
AU icon
1437
AngloGold Ashanti
AU
$39.4B
$2K ﹤0.01%
+61
New +$1.82K
AVAV icon
1438
AeroVironment
AVAV
$7.19B
$2K ﹤0.01%
+40
New +$2.97K
BHF icon
1439
Brighthouse Financial
BHF
$3.61B
$2K ﹤0.01%
+82
New +$2.38K
BIO icon
1440
Bio-Rad Laboratories Class A
BIO
$8.76B
$2K ﹤0.01%
+4
New +$2.03K
BLDP
1441
Ballard Power Systems
BLDP
$754M
$2K ﹤0.01%
+100
New +$1.61K
BLOK icon
1442
Amplify Blockchain Technology ETF
BLOK
$1.03B
$2K ﹤0.01%
+100
New +$2.35K
BBBY
1443
Bed Bath & Beyond
BBBY
$479M
$2K ﹤0.01%
+23
New +$1.57K
CASS icon
1444
Cass Information Systems
CASS
$716M
$2K ﹤0.01%
+56
New +$2.14K
CSGS
1445
DELISTED
CSG Systems International
CSGS
$2K ﹤0.01%
+60
New +$2.5K
DNOW icon
1446
DNOW Inc
DNOW
$2.44B
$2K ﹤0.01%
+364
New +$2.76K
DOW icon
1447
Dow Inc
DOW
$22B
$2K ﹤0.01%
40
-8,775
-100% -$394K
DOX icon
1448
Amdocs
DOX
$6.03B
$2K ﹤0.01%
+30
New +$1.79K
DVA icon
1449
DaVita
DVA
$15.5B
$2K ﹤0.01%
+22
New +$1.88K
DVN icon
1450
Devon Energy
DVN
$51.3B
$2K ﹤0.01%
+200
New +$2.11K
56 57
58
59 60

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.