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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
1401
PVH
PVH
$3.87B
– –
-461
Closed -$26K
PWV icon
1402
Invesco Large Cap Value ETF
PWV
$1.68B
– –
-13,477
Closed -$588K
PZZA icon
1403
Papa John's
PZZA
$997M
– –
-34
Closed -$3K
QQEW icon
1404
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
– –
-606
Closed -$53K
QQQX icon
1405
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-1,750
Closed -$38K
RACE icon
1406
Ferrari
RACE
$66.8B
– –
-200
Closed -$37K
RBA icon
1407
RB Global
RBA
$21.7B
– –
-322
Closed -$21K
RBLX icon
1408
Roblox
RBLX
$34.7B
– –
-4,230
Closed -$139K
RCI icon
1409
Rogers Communications
RCI
$17.7B
– –
-495
Closed -$24K
RCL icon
1410
Royal Caribbean
RCL
$81.8B
– –
-2,080
Closed -$73K
REGL icon
1411
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
– –
-1,380
Closed -$93K
REGN icon
1412
Regeneron Pharmaceuticals
REGN
$69.9B
– –
-70
Closed -$41K
REVG
1413
DELISTED
REV Group
REVG
– –
-225
Closed -$2K
REZ icon
1414
iShares Residential and Multisector Real Estate ETF
REZ
$904M
– –
-3,572
Closed -$286K
REZI icon
1415
Resideo Technologies
REZI
$5.34B
– –
-78
Closed -$2K
RFEM icon
1416
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.7M
– –
-3,903
Closed -$208K
RFV icon
1417
Invesco S&P MidCap 400 Pure Value ETF
RFV
$334M
– –
-521
Closed -$43K
RGEN icon
1418
Repligen
RGEN
$7.39B
– –
-113
Closed -$18K
RGA icon
1419
Reinsurance Group of America
RGA
$15.7B
– –
-128
Closed -$15K
RGLD icon
1420
Royal Gold
RGLD
$17.1B
– –
-55
Closed -$6K
RGR icon
1421
Sturm, Ruger & Co
RGR
$620M
– –
-292
Closed -$19K
RHP icon
1422
Ryman Hospitality Properties
RHP
$8.52B
– –
-832
Closed -$63K
RIVN icon
1423
Rivian
RIVN
$23.9B
– –
-215
Closed -$6K
RJF icon
1424
Raymond James Financial
RJF
$33.3B
– –
-620
Closed -$55K
RLAY icon
1425
Relay Therapeutics
RLAY
$4.06B
– –
-120
Closed -$2K
55 56
57
58 59

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.