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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJR icon
1401
New Jersey Resources
NJR
$6B
$3K ﹤0.01%
123
-13,363
-99% -$407K
NOV icon
1402
NOV
NOV
$6.84B
$3K ﹤0.01%
+316
New +$3.69K
NWL icon
1403
Newell Brands
NWL
$2.21B
$3K ﹤0.01%
+179
New +$2.99K
OC icon
1404
Owens Corning
OC
$11B
$3K ﹤0.01%
+46
New +$2.95K
OPCH icon
1405
Option Care Health
OPCH
$3.76B
$3K ﹤0.01%
+250
New +$3.04K
PBR icon
1406
Petrobras
PBR
$120B
$3K ﹤0.01%
+391
New +$3.32K
PENN icon
1407
PENN Entertainment
PENN
$2.84B
$3K ﹤0.01%
+45
New +$2.21K
RWR icon
1408
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$3K ﹤0.01%
+38
New +$3.02K
SM icon
1409
SM Energy
SM
$7.6B
$3K ﹤0.01%
2,000
-15,500
-89% -$43.3K
SPXC icon
1410
SPX Corp
SPXC
$9.39B
$3K ﹤0.01%
+70
New +$2.95K
STPZ icon
1411
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$507M
$3K ﹤0.01%
+54
New +$2.9K
TEF
1412
DELISTED
Telefonica
TEF
$3K ﹤0.01%
+954
New +$3.36K
TNL icon
1413
Travel + Leisure Co
TNL
$4.76B
$3K ﹤0.01%
+100
New +$2.98K
TOON icon
1414
Kartoon Studios
TOON
$34M
$3K ﹤0.01%
+279
New +$4.37K
UCTT
1415
Ultra Clean Holdings
UCTT
$3.12B
$3K ﹤0.01%
+141
New +$3.42K
VTRS icon
1416
Viatris
VTRS
$20.8B
$3K ﹤0.01%
+223
New +$3.56K
VUZI icon
1417
Vuzix
VUZI
$178M
$3K ﹤0.01%
+650
New +$2.54K
WAB icon
1418
Wabtec
WAB
$49.3B
$3K ﹤0.01%
+52
New +$3.34K
WES icon
1419
Western Midstream Partners
WES
$19.4B
$3K ﹤0.01%
+343
New +$3.09K
X
1420
DELISTED
US Steel
X
$3K ﹤0.01%
+343
New +$2.6K
ZYME icon
1421
Zymeworks
ZYME
$1.62B
$3K ﹤0.01%
+75
New +$2.58K
SPWR
1422
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
+200
New +$1.69K
HOLI
1423
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$3K ﹤0.01%
+300
New +$3.56K
FEN
1424
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3K ﹤0.01%
+330
New +$3.29K
MDC
1425
DELISTED
M.D.C. Holdings, Inc.
MDC
$3K ﹤0.01%
+80
New +$3.19K
55 56
57
58 59

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.