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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
1376
Pebblebrook Hotel Trust
PEB
$2.19B
– –
-37
Closed -$1K
PEG icon
1377
Public Service Enterprise Group
PEG
$39.5B
– –
-1,243
Closed -$79K
PH icon
1378
Parker-Hannifin
PH
$124B
– –
-633
Closed -$156K
IFLN
1379
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-635
Closed -$11K
PHG icon
1380
Philips
PHG
$24.3B
– –
-148
Closed -$3K
PHUN icon
1381
Phunware
PHUN
$43.1M
– –
-20
Closed -$1K
PICK icon
1382
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
– –
-1,208
Closed -$43K
PIPR icon
1383
Piper Sandler
PIPR
$5.15B
– –
-64
Closed -$2K
PLAY icon
1384
Dave & Buster's
PLAY
$363M
– –
-365
Closed -$12K
PLCE icon
1385
Children's Place
PLCE
$52.8M
– –
-120
Closed -$5K
PLNT icon
1386
Planet Fitness
PLNT
$4.29B
– –
-167
Closed -$11K
PLTR icon
1387
Palantir
PLTR
$315B
– –
-7,264
Closed -$66K
PLUS icon
1388
ePlus
PLUS
$2.33B
– –
-76
Closed -$4K
PMVP icon
1389
PMV Pharmaceuticals
PMVP
$62.9M
– –
-136
Closed -$2K
PNR icon
1390
Pentair
PNR
$10.2B
– –
-101
Closed -$5K
PNW icon
1391
Pinnacle West Capital
PNW
$12.8B
– –
-439
Closed -$32K
PODD icon
1392
Insulet
PODD
$11.4B
– –
-17
Closed -$4K
POR icon
1393
Portland General Electric
POR
$5.93B
– –
-165
Closed -$8K
POST icon
1394
Post Holdings
POST
$4.14B
– –
-428
Closed -$35K
PRF icon
1395
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
– –
-3,975
Closed -$118K
PRFZ icon
1396
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
– –
-3,640
Closed -$112K
PSI icon
1397
Invesco Semiconductors ETF
PSI
$2.34B
– –
-852
Closed -$28K
P
1398
Everpure Inc
P
$24.7B
– –
-5,494
Closed -$141K
PTF icon
1399
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
– –
-1,332
Closed -$48K
PTH icon
1400
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
– –
-47,145
Closed -$1.8M
54 55
56
57 58

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.