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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTLA icon
1351
Intellia Therapeutics
NTLA
$1.49B
– –
-351
Closed -$18K
NTNX icon
1352
Nutanix
NTNX
$15.4B
– –
-6,827
Closed -$100K
NVAX icon
1353
Novavax
NVAX
$1.23B
– –
-164
Closed -$8K
NWL icon
1354
Newell Brands
NWL
$2.2B
– –
-429
Closed -$8K
NXP icon
1355
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
– –
-2,396
Closed -$33K
NYC
1356
American Strategic Investment Co
NYC
$25.1M
– –
-684
Closed -$29K
OGE icon
1357
OGE Energy
OGE
$10.2B
– –
-1,330
Closed -$51K
OGN icon
1358
Organon & Co
OGN
$3.56B
– –
-1,005
Closed -$34K
OHI icon
1359
Omega Healthcare
OHI
$15.3B
– –
-90
Closed -$3K
OLP
1360
One Liberty Properties
OLP
$551M
– –
-1,621
Closed -$42K
OMF icon
1361
OneMain Financial
OMF
$7.08B
– –
-3,278
Closed -$122K
ONB icon
1362
Old National Bancorp
ONB
$10.1B
– –
-794
Closed -$12K
ONL
1363
Orion Office REIT
ONL
$150M
– –
-53
Closed -$1K
OPK icon
1364
Opko Health
OPK
$936M
– –
-500
Closed -$1K
ORI icon
1365
Old Republic International
ORI
$10.5B
– –
-89
Closed -$2K
OSK icon
1366
Oshkosh
OSK
$9.66B
– –
-102
Closed -$8K
OTEX icon
1367
Open Text
OTEX
$5.73B
– –
-745
Closed -$28K
OTIS icon
1368
Otis Worldwide
OTIS
$27.9B
– –
-2,420
Closed -$171K
OVV icon
1369
Ovintiv
OVV
$16.6B
– –
-409
Closed -$18K
OXY.WS icon
1370
Occidental Petroleum Corp Warrants
OXY.WS
$31.1B
– –
-827
Closed -$31K
PAAS icon
1371
Pan American Silver
PAAS
$18.6B
– –
-933
Closed -$18K
PACB icon
1372
Pacific Biosciences
PACB
$422M
– –
-663
Closed -$3K
PCY icon
1373
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-10,899
Closed -$202K
PD icon
1374
PagerDuty
PD
$753M
– –
-345
Closed -$9K
PDM
1375
Piedmont Realty Trust
PDM
$1.22B
– –
-1,594
Closed -$21K
53 54
55
56 57

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.