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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTEK icon
1351
Tetra Tech
TTEK
$8.77B
$4K ﹤0.01%
+185
New +$3.29K
USD icon
1352
ProShares Ultra Semiconductors
USD
$2.13B
$4K ﹤0.01%
+800
New +$3.44K
VB icon
1353
Vanguard Small-Cap ETF
VB
$78.9B
$4K ﹤0.01%
24
-5,663
-100% -$870K
VSMV icon
1354
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
$159M
$4K ﹤0.01%
+125
New +$4.01K
WKHS icon
1355
Workhorse Group
WKHS
$33.4M
– –
-15
Closed -$858K
XLI icon
1356
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$4K ﹤0.01%
53
-35,181
-100% -$2.63M
NVTA
1357
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
+100
New +$3.41K
STSA
1358
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
$4K ﹤0.01%
+1,139
New +$22.9K
PRSP
1359
DELISTED
Perspecta Inc. Common Stock
PRSP
$4K ﹤0.01%
+181
New +$3.82K
RP
1360
DELISTED
RealPage, Inc.
RP
$4K ﹤0.01%
+75
New +$4.64K
AIG icon
1361
American International
AIG
$42.5B
$3K ﹤0.01%
+106
New +$3.16K
AMCX icon
1362
AMC Global Media
AMCX
$450M
$3K ﹤0.01%
+107
New +$2.57K
AMG icon
1363
Affiliated Managers Group
AMG
$9.51B
$3K ﹤0.01%
+38
New +$2.66K
AMRN
1364
Amarin Corp
AMRN
$297M
$3K ﹤0.01%
+32
New +$3.83K
APAM icon
1365
Artisan Partners
APAM
$2.86B
$3K ﹤0.01%
+75
New +$2.75K
AZUL
1366
DELISTED
Azul
AZUL
$3K ﹤0.01%
+190
New +$2.44K
BKH icon
1367
Black Hills Corp
BKH
$5.55B
$3K ﹤0.01%
+63
New +$3.6K
BKR icon
1368
Baker Hughes
BKR
$58.3B
$3K ﹤0.01%
+262
New +$4.01K
BLCN
1369
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$3K ﹤0.01%
+100
New +$3.37K
BMEZ icon
1370
BlackRock Health Sciences Trust II
BMEZ
$966M
$3K ﹤0.01%
+110
New +$2.54K
CF icon
1371
CF Industries
CF
$19.6B
$3K ﹤0.01%
93
-81,434
-100% -$2.6M
CUZ icon
1372
Cousins Properties
CUZ
$5.31B
$3K ﹤0.01%
+102
New +$3.04K
CYBR
1373
DELISTED
CyberArk
CYBR
$3K ﹤0.01%
+25
New +$2.69K
DRIV icon
1374
Global X Autonomous & Electric Vehicles ETF
DRIV
$361M
$3K ﹤0.01%
+200
New +$3.27K
ELS icon
1375
Equity Lifestyle Properties
ELS
$13.1B
$3K ﹤0.01%
+48
New +$3.11K
53 54
55
56 57

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.