We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXL icon
1326
MaxLinear
MXL
$5.43B
– –
-272
Closed -$9K
MYI icon
1327
BlackRock MuniYield Quality Fund III
MYI
$715M
– –
-3,851
Closed -$45K
NAVI icon
1328
Navient
NAVI
$825M
– –
-8,018
Closed -$112K
NBHC icon
1329
National Bank Holdings
NBHC
$1.91B
– –
-186
Closed -$7K
NDMO icon
1330
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
– –
-8,754
Closed -$97K
NDSN icon
1331
Nordson
NDSN
$16.8B
– –
-786
Closed -$160K
NE icon
1332
Noble Corp
NE
$6.35B
– –
-82
Closed -$2K
NEM icon
1333
Newmont
NEM
$97.1B
– –
-4,392
Closed -$262K
NEO icon
1334
NeoGenomics
NEO
$1.76B
– –
-249
Closed -$2K
NET icon
1335
Cloudflare
NET
$94.1B
– –
-70,204
Closed -$3.07M
NFE icon
1336
New Fortress Energy
NFE
$94M
– –
-22,188
Closed -$878K
NGG icon
1337
National Grid
NGG
$81.9B
– –
-194
Closed -$12K
NIU
1338
Niu Technologies
NIU
$213M
– –
-300
Closed -$3K
NJR icon
1339
New Jersey Resources
NJR
$6.12B
– –
-4,484
Closed -$200K
NLY icon
1340
Annaly Capital Management
NLY
$17.3B
– –
-3,201
Closed -$76K
NMAI icon
1341
Nuveen Multi-Asset Income Fund
NMAI
$460M
– –
-22,173
Closed -$293K
NNN icon
1342
NNN REIT
NNN
$9.38B
– –
-186
Closed -$8K
NNVC icon
1343
NanoViricides
NNVC
$36.8M
– –
-450
Closed -$1K
NOMD icon
1344
Nomad Foods
NOMD
$1.72B
– –
-1,176
Closed -$24K
NOV icon
1345
NOV
NOV
$7.2B
– –
-80,573
Closed -$1.36M
NRIX icon
1346
Nurix Therapeutics
NRIX
$2.4B
– –
-200
Closed -$3K
NSIT icon
1347
Insight Enterprises
NSIT
$3.79B
– –
-355
Closed -$31K
NSP icon
1348
Insperity
NSP
$2.01B
– –
-80
Closed -$8K
NTAP icon
1349
NetApp
NTAP
$34.1B
– –
-40
Closed -$3K
NTGR icon
1350
NETGEAR
NTGR
$690M
– –
-200
Closed -$4K
52 53
54
55 56

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.