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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
1326
Gen Digital
GEN
$16.5B
$4K ﹤0.01%
+174
New +$3.77K
GNTX icon
1327
Gentex
GNTX
$5.1B
$4K ﹤0.01%
+140
New +$3.72K
GRMN
1328
Garmin
GRMN
$56.9B
$4K ﹤0.01%
38
-3,362
-99% -$336K
HI
1329
DELISTED
Hillenbrand
HI
$4K ﹤0.01%
+152
New +$4.5K
ILPT
1330
Industrial Logistics Properties Trust
ILPT
$582M
$4K ﹤0.01%
+195
New +$4.15K
LMND icon
1331
Lemonade
LMND
$3.64B
$4K ﹤0.01%
+80
New +$5.02K
LSCC icon
1332
Lattice Semiconductor
LSCC
$16B
$4K ﹤0.01%
+150
New +$4.41K
MQY icon
1333
BlackRock MuniYield Quality Fund
MQY
$812M
$4K ﹤0.01%
+234
New +$3.76K
MSB
1334
Mesabi Trust
MSB
$296M
$4K ﹤0.01%
+200
New +$3.77K
NFE icon
1335
New Fortress Energy
NFE
$92.9M
$4K ﹤0.01%
+100
New +$2.62K
ORI icon
1336
Old Republic International
ORI
$10.9B
$4K ﹤0.01%
+250
New +$4K
OVV icon
1337
Ovintiv
OVV
$17B
$4K ﹤0.01%
+526
New +$5.43K
PCY icon
1338
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$4K ﹤0.01%
+154
New +$4.25K
PINC
1339
DELISTED
Premier
PINC
$4K ﹤0.01%
+137
New +$4.55K
PNR icon
1340
Pentair
PNR
$10.8B
$4K ﹤0.01%
+97
New +$4.22K
PRAA icon
1341
PRA Group
PRAA
$672M
$4K ﹤0.01%
+105
New +$4.37K
PSA icon
1342
Public Storage
PSA
$61.5B
$4K ﹤0.01%
+20
New +$4.09K
PTON icon
1343
Peloton Interactive
PTON
$2.85B
$4K ﹤0.01%
+44
New +$3.24K
RBA icon
1344
RB Global
RBA
$21.5B
$4K ﹤0.01%
+70
New +$3.69K
SA
1345
Seabridge Gold
SA
$2.72B
$4K ﹤0.01%
+201
New +$3.77K
SNA icon
1346
Snap-on
SNA
$21.5B
$4K ﹤0.01%
+25
New +$3.63K
STM icon
1347
STMicroelectronics
STM
$43.1B
$4K ﹤0.01%
+115
New +$3.38K
TAP icon
1348
Molson Coors Class B
TAP
$8.02B
$4K ﹤0.01%
+132
New +$4.76K
TEI
1349
Templeton Emerging Markets Income Fund
TEI
$310M
$4K ﹤0.01%
+500
New +$3.82K
TROX icon
1350
Tronox
TROX
$967M
$4K ﹤0.01%
+475
New +$3.96K
52 53
54
55 56

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.