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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKL icon
1301
Markel Group
MKL
$25.2B
– –
-16
Closed -$21K
MKSI icon
1302
MKS Inc
MKSI
$21.3B
– –
-158
Closed -$16K
MLPA icon
1303
Global X MLP ETF
MLPA
$2.25B
– –
-416
Closed -$15K
MRSH
1304
Marsh
MRSH
$87.5B
– –
-1,225
Closed -$191K
MNA icon
1305
IQ ARB Merger Arbitrage ETF
MNA
$252M
– –
-257
Closed -$8K
MNDO icon
1306
Mind CTI
MNDO
$21M
– –
-300
Closed -$1K
CALY
1307
Callaway Golf Company
CALY
$3.28B
– –
-1,600
Closed -$33K
MOH icon
1308
Molina Healthcare
MOH
$10.4B
– –
-79
Closed -$22K
MOS icon
1309
The Mosaic Company
MOS
$7.1B
– –
-1,771
Closed -$84K
MPWR icon
1310
Monolithic Power Systems
MPWR
$65.8B
– –
-88
Closed -$34K
MQ icon
1311
Marqeta
MQ
$1.85B
– –
-3,350
Closed -$109K
MRAM icon
1312
Everspin Technologies
MRAM
$351M
– –
-1,198
Closed -$6K
MQY icon
1313
BlackRock MuniYield Quality Fund
MQY
$810M
– –
-3,753
Closed -$48K
MRVI icon
1314
Maravai LifeSciences
MRVI
$987M
– –
-315
Closed -$9K
MRVL icon
1315
Marvell Technology
MRVL
$170B
– –
-2,220
Closed -$97K
MSB
1316
Mesabi Trust
MSB
$297M
– –
-925
Closed -$23K
MSI icon
1317
Motorola Solutions
MSI
$70.3B
– –
-3,577
Closed -$750K
MTCH icon
1318
Match Group
MTCH
$9.05B
– –
-171
Closed -$12K
MTB icon
1319
M&T Bank
MTB
$36B
– –
-731
Closed -$117K
MTDR icon
1320
Matador Resources
MTDR
$5.86B
– –
-1,892
Closed -$88K
MTN icon
1321
Vail Resorts
MTN
$5.28B
– –
-128
Closed -$28K
MTZ icon
1322
MasTec
MTZ
$26.6B
– –
-540
Closed -$39K
MUNI icon
1323
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
– –
-5,001
Closed -$258K
MUSA icon
1324
Murphy USA
MUSA
$11.3B
– –
-16
Closed -$4K
MXI icon
1325
iShares Global Materials ETF
MXI
$338M
– –
-20,957
Closed -$1.55M
51 52
53
54 55

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.