We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXRT
1301
DELISTED
Vaxart
VXRT
$5K ﹤0.01%
+800
New +$7.13K
VXUS icon
1302
Vanguard Total International Stock ETF
VXUS
$151B
$5K ﹤0.01%
+102
New +$5.35K
WAT icon
1303
Waters Corp
WAT
$37.3B
$5K ﹤0.01%
+25
New +$5.2K
WSO icon
1304
Watsco Inc
WSO
$13.2B
$5K ﹤0.01%
+19
New +$4.28K
XAR icon
1305
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$5K ﹤0.01%
60
-5,755
-99% -$511K
LSXMK
1306
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$5K ﹤0.01%
+182
New +$4.93K
CLVS
1307
DELISTED
Clovis Oncology, Inc.
CLVS
$5K ﹤0.01%
+850
New +$5.09K
CDK
1308
DELISTED
CDK Global, Inc.
CDK
$5K ﹤0.01%
+118
New +$5.25K
SHLL.WS
1309
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$5K ﹤0.01%
+200
New +$2.57K
AA icon
1310
Alcoa
AA
$11.3B
$4K ﹤0.01%
+316
New +$4.24K
ADEA icon
1311
Adeia
ADEA
$2.55B
$4K ﹤0.01%
+1,448
New +$5.35K
AON icon
1312
Aon
AON
$80.6B
$4K ﹤0.01%
+20
New +$3.99K
BHC icon
1313
Bausch Health
BHC
$1.75B
$4K ﹤0.01%
+260
New +$4.48K
BOOT icon
1314
Boot Barn
BOOT
$4.58B
$4K ﹤0.01%
+155
New +$3.76K
CGW icon
1315
Invesco S&P Global Water Index ETF
CGW
$1.05B
$4K ﹤0.01%
+94
New +$3.78K
CHTR icon
1316
Charter Communications
CHTR
$17.3B
$4K ﹤0.01%
+7
New +$4.13K
CNA icon
1317
CNA Financial
CNA
$14.9B
$4K ﹤0.01%
+125
New +$4.03K
CPB icon
1318
Campbell Soup
CPB
$6.85B
$4K ﹤0.01%
+81
New +$4K
CROX icon
1319
Crocs
CROX
$6.63B
$4K ﹤0.01%
+100
New +$3.87K
DALI icon
1320
First Trust DorseyWright DALI 1 ETF
DALI
$96M
$4K ﹤0.01%
+244
New +$4.32K
DBB icon
1321
Invesco DB Base Metals Fund
DBB
$306M
$4K ﹤0.01%
+282
New +$4.22K
DXCM icon
1322
DexCom
DXCM
$29B
$4K ﹤0.01%
40
-8,212
-100% -$858K
EZU icon
1323
iShare MSCI Eurozone ETF
EZU
$9.38B
$4K ﹤0.01%
+109
New +$4.22K
FHB icon
1324
First Hawaiian
FHB
$3.41B
$4K ﹤0.01%
+300
New +$4.93K
FTXO icon
1325
First Trust Nasdaq Bank ETF
FTXO
$302M
$4K ﹤0.01%
+255
New +$4.51K
51 52
53
54 55

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.