We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRBP icon
1276
Corbus Pharmaceuticals
CRBP
$165M
$5K ﹤0.01%
+83
New +$15K
DXC icon
1277
DXC Technology
DXC
$1.91B
$5K ﹤0.01%
+304
New +$5.55K
EFX icon
1278
Equifax
EFX
$22B
$5K ﹤0.01%
+34
New +$5.57K
EWX icon
1279
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$5K ﹤0.01%
+107
New +$4.75K
FLHY icon
1280
Franklin High Yield Corporate ETF
FLHY
$1.21B
$5K ﹤0.01%
+200
New +$5.1K
FWRD icon
1281
Forward Air
FWRD
$461M
$5K ﹤0.01%
+95
New +$5.21K
HACK icon
1282
Amplify Cybersecurity ETF
HACK
$2.6B
$5K ﹤0.01%
+100
New +$4.72K
HP icon
1283
Helmerich & Payne
HP
$3.34B
$5K ﹤0.01%
+317
New +$5.52K
HQL
1284
abrdn Life Sciences Investors
HQL
$584M
$5K ﹤0.01%
+300
New +$5.37K
HYS icon
1285
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$5K ﹤0.01%
+54
New +$5.06K
IDA icon
1286
Idacorp
IDA
$8B
$5K ﹤0.01%
+64
New +$5.64K
IDNA icon
1287
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$5K ﹤0.01%
+125
New +$4.81K
LAB icon
1288
Standard BioTools
LAB
$342M
$5K ﹤0.01%
+640
New +$4.42K
LBRDK icon
1289
Liberty Broadband Class C
LBRDK
$4.89B
$5K ﹤0.01%
+36
New +$4.95K
LCNB icon
1290
LCNB Corp
LCNB
$289M
$5K ﹤0.01%
+335
New +$4.77K
LYB icon
1291
LyondellBasell Industries
LYB
$19.5B
$5K ﹤0.01%
76
-17,986
-100% -$1.24M
NLY icon
1292
Annaly Capital Management
NLY
$17.3B
$5K ﹤0.01%
+174
New +$5.04K
RRR icon
1293
Red Rock Resorts
RRR
$3.84B
$5K ﹤0.01%
+270
New +$3.93K
RSG icon
1294
Republic Services
RSG
$67.4B
$5K ﹤0.01%
55
-4,322
-99% -$387K
SFM icon
1295
Sprouts Farmers Market
SFM
$7.44B
$5K ﹤0.01%
+248
New +$5.94K
SMB icon
1296
VanEck Short Muni ETF
SMB
$312M
$5K ﹤0.01%
+266
New +$4.8K
SPYD icon
1297
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$5K ﹤0.01%
+190
New +$5.37K
TIPZ icon
1298
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$5K ﹤0.01%
+71
New +$4.58K
USAC icon
1299
USA Compression Partners
USAC
$3.69B
$5K ﹤0.01%
+486
New +$5.47K
VKI icon
1300
Invesco Advantage Municipal Income Trust II
VKI
$397M
$5K ﹤0.01%
+462
New +$5.03K
50 51
52
53 54

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.