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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMX icon
1251
CarMax
KMX
$8.36B
– –
-2,725
Closed -$247K
KNG icon
1252
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
– –
-1,860
Closed -$91K
KRE icon
1253
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
– –
-235
Closed -$14K
KRG icon
1254
Kite Realty
KRG
$5.91B
– –
-3,488
Closed -$60K
KRRO icon
1255
Korro Bio
KRRO
$151M
– –
-20
Closed -$2K
KURA icon
1256
Kura Oncology
KURA
$826M
– –
-245
Closed -$4K
KWEB icon
1257
KraneShares CSI China Internet ETF
KWEB
$5.41B
– –
-1,364
Closed -$45K
LAMR icon
1258
Lamar Advertising Co
LAMR
$16.5B
– –
-1,239
Closed -$109K
LAZR
1259
DELISTED
Luminar Technologies
LAZR
– –
-13
Closed -$1K
LBRDA icon
1260
Liberty Broadband Class A
LBRDA
$4.72B
– –
-12
Closed -$1K
LBRDK icon
1261
Liberty Broadband Class C
LBRDK
$4.72B
– –
-102
Closed -$12K
LCID icon
1262
Lucid Motors
LCID
$3.08B
– –
-120
Closed -$21K
LDOS icon
1263
Leidos
LDOS
$14.9B
– –
-143
Closed -$14K
LEA icon
1264
Lear
LEA
$7.45B
– –
-8
Closed -$1K
LEGR icon
1265
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$128M
– –
-44,679
Closed -$1.51M
LEU icon
1266
Centrus Energy
LEU
$3.34B
– –
-4,800
Closed -$119K
LGOV icon
1267
First Trust Long Duration Opportunities ETF
LGOV
$625M
– –
-4,025
Closed -$96K
LI icon
1268
Li Auto
LI
$13.8B
– –
-25
Closed -$1K
LII icon
1269
Lennox International
LII
$18.9B
– –
-471
Closed -$98K
LILA icon
1270
Liberty Latin America Class A
LILA
$1.67B
– –
-891
Closed -$5K
LIT icon
1271
Global X Lithium & Battery Tech ETF
LIT
$1.46B
– –
-1,484
Closed -$108K
LKQ icon
1272
LKQ Corp
LKQ
$6.77B
– –
-10,117
Closed -$497K
LMND icon
1273
Lemonade
LMND
$4.77B
– –
-1,155
Closed -$21K
LNC icon
1274
Lincoln National
LNC
$8.19B
– –
-391
Closed -$18K
LNT icon
1275
Alliant Energy
LNT
$19.1B
– –
-125
Closed -$7K
49 50
51
52 53

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.