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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXT icon
1251
Rackspace Technology
RXT
$1.07B
$6K ﹤0.01%
+300
New +$5.49K
SCHG icon
1252
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$6K ﹤0.01%
+440
New +$6.13K
SIMS icon
1253
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.4M
$6K ﹤0.01%
+200
New +$6.42K
SLYV icon
1254
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$6K ﹤0.01%
+120
New +$6.16K
TNDM icon
1255
Tandem Diabetes Care
TNDM
$1.3B
$6K ﹤0.01%
+50
New +$5.25K
UAVS icon
1256
AgEagle Aerial Systems
UAVS
$41.9M
$6K ﹤0.01%
+3
New +$8K
UPWK icon
1257
Upwork
UPWK
$1.14B
$6K ﹤0.01%
+325
New +$4.87K
VNLA icon
1258
Janus Henderson Short Duration Income ETF
VNLA
$3.34B
$6K ﹤0.01%
+125
New +$6.29K
XRT icon
1259
State Street SPDR S&P Retail ETF
XRT
$453M
$6K ﹤0.01%
+120
New +$5.88K
XTN icon
1260
State Street SPDR S&P Transportation ETF
XTN
$388M
$6K ﹤0.01%
+100
New +$5.76K
SWIR
1261
DELISTED
Sierra Wireless
SWIR
$6K ﹤0.01%
+500
New +$5.61K
MNDT
1262
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
+523
New +$7.16K
GSV
1263
DELISTED
Gold Standard Ventures Corp.
GSV
$6K ﹤0.01%
7,500
-7,500
-50% -$6.38K
NBL
1264
DELISTED
Noble Energy, Inc.
NBL
$6K ﹤0.01%
+679
New +$6.63K
ABM icon
1265
ABM Industries
ABM
$2.79B
$5K ﹤0.01%
+135
New +$4.95K
APH icon
1266
Amphenol
APH
$197B
$5K ﹤0.01%
+176
New +$4.64K
APLE icon
1267
Apple Hospitality REIT
APLE
$3.92B
$5K ﹤0.01%
+500
New +$4.82K
ARCB icon
1268
ArcBest
ARCB
$3.17B
$5K ﹤0.01%
+171
New +$5.33K
ATHM icon
1269
Autohome
ATHM
$2.63B
$5K ﹤0.01%
+50
New +$4.35K
ATRC icon
1270
AtriCure
ATRC
$2.04B
$5K ﹤0.01%
+130
New +$5.51K
BBP icon
1271
Virtus Biotech ETF
BBP
$96.5M
$5K ﹤0.01%
+110
New +$5.12K
BGS icon
1272
B&G Foods
BGS
$293M
$5K ﹤0.01%
+196
New +$5.48K
BJ icon
1273
BJs Wholesale Club
BJ
$12.6B
$5K ﹤0.01%
+111
New +$4.59K
BZH icon
1274
Beazer Homes USA
BZH
$891M
$5K ﹤0.01%
+375
New +$4.38K
CIEN icon
1275
Ciena
CIEN
$52.7B
$5K ﹤0.01%
+120
New +$6.32K
49 50
51
52 53

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.