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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
1226
iShares US Basic Materials ETF
IYM
$1.15B
– –
-36,251
Closed -$4.27M
IYT icon
1227
iShares US Transportation ETF
IYT
$2.32B
– –
-2,760
Closed -$147K
J icon
1228
Jacobs Solutions
J
$16.5B
– –
-762
Closed -$80K
JAMF
1229
DELISTED
Jamf
JAMF
– –
-396
Closed -$10K
JAZZ icon
1230
Jazz Pharmaceuticals
JAZZ
$16.3B
– –
-7,521
Closed -$1.17M
JBHT icon
1231
JB Hunt Transport Services
JBHT
$26.2B
– –
-502
Closed -$79K
JEF icon
1232
Jefferies Financial Group
JEF
$13.1B
– –
-10,003
Closed -$264K
JETS icon
1233
US Global Jets ETF
JETS
$789M
– –
-600
Closed -$10K
JHMM icon
1234
John Hancock Multifactor Mid Cap ETF
JHMM
$5.95B
– –
-3,476
Closed -$154K
JJSF icon
1235
J&J Snack Foods
JJSF
$1.5B
– –
-26
Closed -$4K
JMEE icon
1236
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.86B
– –
-1,310
Closed -$60K
JNPR
1237
DELISTED
Juniper Networks
JNPR
– –
-80
Closed -$2K
JPC icon
1238
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-1,500
Closed -$11K
JQC icon
1239
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-3,271
Closed -$17K
JRS icon
1240
Nuveen Real Estate Income Fund
JRS
$255M
– –
-10,170
Closed -$96K
JWN
1241
DELISTED
Nordstrom
JWN
– –
-39,242
Closed -$829K
KBA icon
1242
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
– –
-178
Closed -$7K
KD icon
1243
Kyndryl
KD
$2.94B
– –
-1,387
Closed -$14K
KEX icon
1244
Kirby Corp
KEX
$7.58B
– –
-160
Closed -$10K
KEY icon
1245
KeyCorp
KEY
$24.2B
– –
-173
Closed -$3K
KHC icon
1246
Kraft Heinz
KHC
$32B
– –
-39,463
Closed -$1.5M
KIM icon
1247
Kimco Realty
KIM
$17.9B
– –
-89
Closed -$2K
TBHC
1248
DELISTED
The Brand House Collective
TBHC
– –
-300
Closed -$1K
KKR icon
1249
KKR & Co
KKR
$91.8B
– –
-2,790
Closed -$129K
KLAC icon
1250
KLA
KLAC
$250B
– –
-740
Closed -$24K
48 49
50
51 52

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.