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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
1226
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$7K ﹤0.01%
+1,044
New +$8.3K
MIME
1227
DELISTED
Mimecast Limited
MIME
$7K ﹤0.01%
+150
New +$6.8K
ALSN icon
1228
Allison Transmission
ALSN
$9.57B
$6K ﹤0.01%
+161
New +$5.83K
BGR icon
1229
BlackRock Energy and Resources Trust
BGR
$417M
$6K ﹤0.01%
+1,000
New +$6.85K
BIL icon
1230
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$6K ﹤0.01%
68
-43,652
-100% -$4M
CCEP icon
1231
Coca-Cola Europacific Partners
CCEP
$49.3B
$6K ﹤0.01%
+163
New +$6.67K
CCJ icon
1232
Cameco
CCJ
$38.4B
$6K ﹤0.01%
+598
New +$6.47K
CMA
1233
DELISTED
Comerica
CMA
$6K ﹤0.01%
+164
New +$6.31K
CZR icon
1234
Caesars Entertainment
CZR
$6.03B
$6K ﹤0.01%
+100
New +$4.39K
DAN icon
1235
Dana Inc
DAN
$2.91B
$6K ﹤0.01%
+500
New +$6.5K
ESTC icon
1236
Elastic
ESTC
$6.68B
$6K ﹤0.01%
+52
New +$5.1K
FINX icon
1237
Global X FinTech ETF
FINX
$173M
$6K ﹤0.01%
+150
New +$5.47K
FMC icon
1238
FMC
FMC
$1.48B
$6K ﹤0.01%
+53
New +$5.67K
FNF icon
1239
Fidelity National Financial
FNF
$14B
$6K ﹤0.01%
+205
New +$6.42K
FXY icon
1240
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$6K ﹤0.01%
+69
New +$6.15K
JNJ icon
1241
Johnson & Johnson
JNJ
$617B
$6K ﹤0.01%
40
-42,705
-100% -$6.32M
KBA icon
1242
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$6K ﹤0.01%
+162
New +$6.39K
KBWB icon
1243
Invesco KBW Bank ETF
KBWB
$6.83B
$6K ﹤0.01%
+148
New +$5.73K
KSS icon
1244
Kohl's
KSS
$2.21B
$6K ﹤0.01%
+303
New +$6.41K
NXPI icon
1245
NXP Semiconductors
NXPI
$61.8B
$6K ﹤0.01%
50
-17,852
-100% -$2.18M
NYC
1246
American Strategic Investment Co
NYC
$30.2M
$6K ﹤0.01%
+60
New +$6.25K
PCG icon
1247
PG&E
PCG
$39.2B
$6K ﹤0.01%
+589
New +$5.46K
PST icon
1248
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$6K ﹤0.01%
+400
New +$6.06K
RIG icon
1249
Transocean
RIG
$5.62B
$6K ﹤0.01%
+7,497
New +$12.3K
RIO icon
1250
Rio Tinto
RIO
$158B
$6K ﹤0.01%
+100
New +$6.13K
48 49
50
51 52

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.