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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
101
United Parcel Service
UPS
$97.6B
$7.61M 0.21%
55,634
-2,777
-5% -$398K
IJR icon
102
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.48M 0.21%
70,095
+1,265
+2% +$135K
BUFQ icon
103
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$7.45M 0.21%
252,071
-19,070
-7% -$547K
PLD icon
104
Prologis
PLD
$138B
$7.44M 0.21%
66,214
-5,103
-7% -$565K
AMGN icon
105
Amgen
AMGN
$203B
$7.41M 0.21%
23,711
-2,626
-10% -$771K
FIIG icon
106
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$7.35M 0.2%
+359,979
New +$7.33M
UCON icon
107
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$7.35M 0.2%
300,518
+144,400
+92% +$3.52M
AZN icon
108
AstraZeneca
AZN
$263B
$7.34M 0.2%
47,084
+13,708
+41% +$2.06M
FDL icon
109
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$7.31M 0.2%
192,535
-139,170
-42% -$5.28M
USMV icon
110
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.31M 0.2%
87,030
-283
-0.3% -$23.3K
VIG icon
111
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.18M 0.2%
39,345
+2,865
+8% +$516K
RTX icon
112
RTX Corp
RTX
$287B
$7.05M 0.2%
70,163
+3,701
+6% +$383K
NOBL icon
113
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$6.95M 0.19%
144,478
+3,956
+3% +$194K
SPHQ icon
114
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$6.91M 0.19%
108,708
+63,108
+138% +$3.85M
WFC icon
115
Wells Fargo
WFC
$261B
$6.86M 0.19%
115,578
+8,017
+7% +$473K
AFL icon
116
Aflac
AFL
$63.9B
$6.71M 0.19%
75,115
-149
-0.2% -$12.8K
PFF icon
117
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.71M 0.19%
212,592
+46,278
+28% +$1.46M
DE icon
118
Deere & Co
DE
$170B
$6.69M 0.19%
17,893
+1,713
+11% +$668K
TPL icon
119
Texas Pacific Land
TPL
$28.9B
$6.64M 0.18%
27,111
+3
+0% +$629
COP icon
120
ConocoPhillips
COP
$147B
$6.58M 0.18%
57,502
+4,176
+8% +$507K
IJH icon
121
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.52M 0.18%
111,468
-4,038
-3% -$237K
DWAW icon
122
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$6.5M 0.18%
166,492
-17,628
-10% -$654K
TSLA icon
123
Tesla
TSLA
$1.24T
$6.37M 0.18%
32,181
+7,167
+29% +$1.25M
C icon
124
Citigroup
C
$222B
$6.29M 0.18%
99,192
+1,163
+1% +$71.7K
JNK icon
125
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.29M 0.18%
66,751
-3,748
-5% -$352K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.