We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
101
iShares Russell 2000 ETF
IWM
$80.9B
$4.77M 0.24%
27,358
+695
+3% +$124K
XES icon
102
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$4.71M 0.24%
59,091
-24,907
-30% -$1.84M
NEE icon
103
NextEra Energy
NEE
$187B
$4.7M 0.24%
56,212
-35,834
-39% -$2.89M
PFE icon
104
Pfizer
PFE
$140B
$4.7M 0.24%
91,635
-7,949
-8% -$381K
VOO icon
105
Vanguard S&P 500 ETF
VOO
$968B
$4.64M 0.23%
13,210
+1,480
+13% +$523K
FVC icon
106
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$4.63M 0.23%
132,189
+5,920
+5% +$209K
RFDA icon
107
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$4.6M 0.23%
109,785
-52,427
-32% -$2.21M
MET icon
108
MetLife
MET
$61B
$4.57M 0.23%
63,118
+84
+0.1% +$6.02K
TSM icon
109
TSMC
TSM
$2.09T
$4.56M 0.23%
61,204
+40,160
+191% +$2.91M
SO icon
110
Southern Company
SO
$110B
$4.55M 0.23%
63,705
-1,662
-3% -$111K
GLD icon
111
SPDR Gold Trust
GLD
$131B
$4.47M 0.22%
26,343
+5,961
+29% +$960K
EEM icon
112
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.43M 0.22%
116,811
+41,807
+56% +$1.54M
FCG icon
113
First Trust Natural Gas ETF
FCG
$632M
$4.43M 0.22%
180,621
+4,826
+3% +$126K
MDT icon
114
Medtronic
MDT
$107B
$4.39M 0.22%
56,529
-24,631
-30% -$2M
LMBS icon
115
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.3M 0.22%
90,744
-23,878
-21% -$1.13M
AMLP icon
116
Alerian MLP ETF
AMLP
$13B
$4.28M 0.21%
112,377
+10,674
+10% +$420K
BCX icon
117
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$4.09M 0.2%
410,343
+9,870
+2% +$93.7K
BLK icon
118
Blackrock
BLK
$164B
$4.07M 0.2%
5,742
-3,119
-35% -$2.08M
LHX icon
119
L3Harris
LHX
$55.9B
$4M 0.2%
19,223
-7,995
-29% -$1.8M
DUK icon
120
Duke Energy
DUK
$102B
$3.88M 0.19%
37,711
+1,520
+4% +$146K
BSJN
121
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$3.87M 0.19%
165,821
-6,129
-4% -$143K
IWD icon
122
iShares Russell 1000 Value ETF
IWD
$82B
$3.85M 0.19%
25,362
+3,721
+17% +$557K
COWZ icon
123
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$3.79M 0.19%
81,984
+10,036
+14% +$467K
AMGN icon
124
Amgen
AMGN
$203B
$3.78M 0.19%
14,397
-6,807
-32% -$1.82M
GMED icon
125
Globus Medical
GMED
$10.4B
$3.74M 0.19%
+50,310
New +$3.43M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.