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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
101
Ally Financial
ALLY
$13.1B
$4.58M 0.24%
164,541
+353
+0.2% +$11.7K
BG icon
102
Bunge Global
BG
$23.6B
$4.49M 0.23%
54,373
+54,343
+181,143% +$5.06M
PGR icon
103
Progressive
PGR
$124B
$4.45M 0.23%
38,279
-199
-0.5% -$24K
SO icon
104
Southern Company
SO
$110B
$4.45M 0.23%
65,367
+8,091
+14% +$613K
IWM icon
105
iShares Russell 2000 ETF
IWM
$80.9B
$4.4M 0.23%
26,663
-5,258
-16% -$959K
PFE icon
106
Pfizer
PFE
$140B
$4.36M 0.23%
99,584
-20,915
-17% -$1.02M
AFL icon
107
Aflac
AFL
$63.9B
$4.33M 0.23%
77,082
+747
+1% +$44K
TGT icon
108
Target
TGT
$62.1B
$4.3M 0.22%
28,947
+2,590
+10% +$415K
LLY icon
109
Eli Lilly
LLY
$1.07T
$4.23M 0.22%
13,075
+1,575
+14% +$499K
SHEL icon
110
Shell
SHEL
$245B
$4.22M 0.22%
84,831
+7,204
+9% +$371K
FVC icon
111
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$4.22M 0.22%
126,269
-1,666
-1% -$58.1K
SBUX icon
112
Starbucks
SBUX
$118B
$4.17M 0.22%
49,509
-1,400
-3% -$119K
SDVY icon
113
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$4.17M 0.22%
180,219
+42,957
+31% +$1.09M
PWP icon
114
Perella Weinberg Partners
PWP
$1.14B
$4.13M 0.22%
651,800
-44,300
-6% -$314K
VZ icon
115
Verizon
VZ
$194B
$4.08M 0.21%
107,427
+18,123
+20% +$807K
FCG icon
116
First Trust Natural Gas ETF
FCG
$632M
$4.01M 0.21%
175,795
+57,587
+49% +$1.39M
FDX icon
117
FedEx
FDX
$74.5B
$3.98M 0.21%
26,800
+21,904
+447% +$4.62M
ADP icon
118
Automatic Data Processing
ADP
$100B
$3.98M 0.21%
17,558
+129
+0.7% +$30.4K
RSP icon
119
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.97M 0.21%
31,171
-4,983
-14% -$703K
ITW icon
120
Illinois Tool Works
ITW
$81.4B
$3.96M 0.21%
21,925
+55
+0.3% +$10.9K
BSJN
121
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$3.92M 0.2%
171,950
+11,038
+7% +$258K
DE icon
122
Deere & Co
DE
$170B
$3.92M 0.2%
11,744
+4,058
+53% +$1.39M
FPX icon
123
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.91M 0.2%
48,302
+12,489
+35% +$1.1M
VOO icon
124
Vanguard S&P 500 ETF
VOO
$968B
$3.85M 0.2%
11,730
-2,159
-16% -$789K
MET icon
125
MetLife
MET
$61B
$3.83M 0.2%
63,034
+1,903
+3% +$122K
3 4
5
6 7

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.