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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
101
Qualcomm
QCOM
$176B
$5.3M 0.22%
34,659
+18,035
+108% +$3.02M
BKLN icon
102
Invesco Senior Loan ETF
BKLN
$6.97B
$5.28M 0.22%
242,403
-73,355
-23% -$1.6M
IWF icon
103
iShares Russell 1000 Growth ETF
IWF
$122B
$5.22M 0.22%
75,192
+45,360
+152% +$3.1M
UNP icon
104
Union Pacific
UNP
$183B
$5.16M 0.22%
18,864
+8,097
+75% +$2.04M
FSK icon
105
FS KKR Capital
FSK
$2.98B
$5.1M 0.21%
223,618
-35,059
-14% -$777K
ABBV icon
106
AbbVie
ABBV
$458B
$5.08M 0.21%
31,277
-60,198
-66% -$8.74M
FVC icon
107
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$5.07M 0.21%
138,445
-3,096
-2% -$113K
AMGN icon
108
Amgen
AMGN
$203B
$5.06M 0.21%
20,909
+2,278
+12% +$523K
IWD icon
109
iShares Russell 1000 Value ETF
IWD
$82B
$4.97M 0.21%
29,944
+11,227
+60% +$1.84M
LMBS icon
110
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.95M 0.21%
101,162
-4,818
-5% -$239K
IYK icon
111
iShares US Consumer Staples ETF
IYK
$1.39B
$4.94M 0.21%
74,022
+69,789
+1,649% +$4.65M
GM icon
112
General Motors
GM
$74.7B
$4.94M 0.21%
113,005
-36,060
-24% -$1.8M
AFL icon
113
Aflac
AFL
$63.9B
$4.93M 0.21%
76,617
+4,259
+6% +$267K
SYF icon
114
Synchrony
SYF
$23.7B
$4.91M 0.21%
141,116
-14,222
-9% -$595K
PFE icon
115
Pfizer
PFE
$140B
$4.88M 0.2%
94,213
-44,313
-32% -$2.3M
DOW icon
116
Dow Inc
DOW
$21.6B
$4.82M 0.2%
75,566
+5,446
+8% +$328K
GD icon
117
General Dynamics
GD
$105B
$4.81M 0.2%
19,924
-1,696
-8% -$377K
EMR icon
118
Emerson Electric
EMR
$82.9B
$4.79M 0.2%
48,781
+3,176
+7% +$301K
IJH icon
119
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.69M 0.2%
87,255
+6,560
+8% +$349K
PLD icon
120
Prologis
PLD
$138B
$4.68M 0.2%
28,962
+855
+3% +$130K
ITW icon
121
Illinois Tool Works
ITW
$81.4B
$4.56M 0.19%
21,788
+1,788
+9% +$400K
VZ icon
122
Verizon
VZ
$194B
$4.56M 0.19%
89,410
-2,375
-3% -$126K
PGR icon
123
Progressive
PGR
$124B
$4.51M 0.19%
39,530
+32,811
+488% +$3.55M
FXR icon
124
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$4.49M 0.19%
79,453
-4,247
-5% -$245K
SBUX icon
125
Starbucks
SBUX
$118B
$4.48M 0.19%
49,254
+12,627
+34% +$1.19M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.