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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
101
Tesla
TSLA
$1.24T
$4.68M 0.23%
18,099
-6,111
-25% -$1.44M
AMAT icon
102
Applied Materials
AMAT
$426B
$4.59M 0.23%
35,621
+1,299
+4% +$176K
VRT icon
103
Vertiv
VRT
$112B
$4.57M 0.23%
189,725
-37,245
-16% -$990K
VO icon
104
Vanguard Mid-Cap ETF
VO
$106B
$4.53M 0.23%
76,432
+5,708
+8% +$345K
FXD icon
105
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$4.53M 0.23%
76,616
+2,923
+4% +$179K
FDN icon
106
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$4.48M 0.22%
19,004
-89
-0.5% -$21.8K
RTX icon
107
RTX Corp
RTX
$287B
$4.45M 0.22%
51,800
-100
-0.2% -$8.55K
PIZ icon
108
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$4.43M 0.22%
116,685
+1,022
+0.9% +$40.9K
MRK icon
109
Merck
MRK
$324B
$4.42M 0.22%
58,835
+38
+0.1% +$2.89K
CMCSA icon
110
Comcast
CMCSA
$79.1B
$4.4M 0.22%
78,663
+635
+0.8% +$37K
UNH icon
111
UnitedHealth
UNH
$382B
$4.33M 0.22%
11,065
+690
+7% +$286K
IEFA icon
112
iShares Core MSCI EAFE ETF
IEFA
$186B
$4.32M 0.22%
58,216
+20,348
+54% +$1.55M
GD icon
113
General Dynamics
GD
$105B
$4.29M 0.21%
21,871
+411
+2% +$80.5K
FDS icon
114
Factset
FDS
$9.05B
$4.28M 0.21%
10,833
+4,176
+63% +$1.52M
NXPI icon
115
NXP Semiconductors
NXPI
$68B
$4.23M 0.21%
21,598
-8,385
-28% -$1.74M
ROL icon
116
Rollins
ROL
$18.6B
$4.21M 0.21%
119,051
+111,780
+1,537% +$4.18M
FIXD icon
117
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$4.09M 0.2%
76,365
-3,596
-4% -$194K
CG icon
118
Carlyle Group
CG
$16.3B
$4.09M 0.2%
+86,444
New +$4.15M
IYF icon
119
iShares US Financials ETF
IYF
$4.39B
$4.08M 0.2%
49,400
+37,298
+308% +$3.1M
TGT icon
120
Target
TGT
$62.1B
$4.05M 0.2%
17,706
+2,020
+13% +$506K
PFE icon
121
Pfizer
PFE
$140B
$4.02M 0.2%
93,407
+9,466
+11% +$419K
GMED icon
122
Globus Medical
GMED
$10.4B
$4.02M 0.2%
52,445
-3,050
-5% -$245K
COST icon
123
Costco
COST
$415B
$4.01M 0.2%
8,910
+708
+9% +$311K
DOCU
124
DocuSign
DOCU
$9.63B
$3.99M 0.2%
15,489
-1,414
-8% -$407K
LMBS icon
125
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$3.93M 0.2%
77,668
-5,140
-6% -$261K
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.