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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
101
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$491K 0.19%
3,328
+1,178
+55% +$168K
DVOL icon
102
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$483K 0.18%
+21,484
New +$473K
BYLD icon
103
iShares Yield Optimized Bond ETF
BYLD
$448M
$482K 0.18%
18,725
+8,600
+85% +$222K
SPBO icon
104
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$478K 0.18%
13,500
+6,150
+84% +$220K
V icon
105
Visa
V
$689B
$477K 0.18%
2,404
-18,532
-89% -$3.7M
ROP icon
106
Roper Technologies
ROP
$37.1B
$474K 0.18%
1,196
-566
-32% -$235K
CLX icon
107
Clorox
CLX
$11.8B
$471K 0.18%
2,239
-16,862
-88% -$3.75M
GSLC icon
108
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$467K 0.18%
6,864
-28,141
-80% -$1.89M
AGG icon
109
iShares Core US Aggregate Bond ETF
AGG
$138B
$462K 0.18%
3,911
-267,193
-99% -$31.7M
TSLA icon
110
Tesla
TSLA
$1.22T
$459K 0.18%
3,213
-24,522
-88% -$2.9M
TJX icon
111
TJX Companies
TJX
$173B
$437K 0.17%
7,999
-3,262
-29% -$176K
AMGN icon
112
Amgen
AMGN
$203B
$436K 0.17%
1,716
-13,016
-88% -$3.22M
TIP icon
113
iShares TIPS Bond ETF
TIP
$14.5B
$429K 0.16%
3,390
-2,517
-43% -$316K
HYZD icon
114
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$425K 0.16%
20,452
– –
VXF icon
115
Vanguard Extended Market ETF
VXF
$30.5B
$425K 0.16%
3,275
-6,557
-67% -$835K
WM icon
116
Waste Management
WM
$95.5B
$420K 0.16%
3,711
+679
+22% +$75K
QTEC icon
117
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.49B
$416K 0.16%
3,545
-4,624
-57% -$534K
RXI icon
118
iShares Global Consumer Discretionary ETF
RXI
$249M
$414K 0.16%
3,067
+1,192
+64% +$155K
VALT
119
DELISTED
ETFMG Sit Ultra Short ETF
VALT
$413K 0.16%
8,300
+3,200
+63% +$159K
BAC icon
120
Bank of America
BAC
$436B
$399K 0.15%
16,560
-108,905
-87% -$2.71M
RY icon
121
Royal Bank of Canada
RY
$291B
$397K 0.15%
5,663
+241
+4% +$17.3K
AXP icon
122
American Express
AXP
$229B
$396K 0.15%
3,952
+402
+11% +$39.5K
BDX icon
123
Becton Dickinson
BDX
$43.8B
$395K 0.15%
1,760
-8,345
-83% -$2.05M
IBM icon
124
IBM
IBM
$204B
$391K 0.15%
3,376
-12,107
-78% -$1.43M
SE icon
125
Sea Limited
SE
$63.9B
$389K 0.15%
+2,525
New +$341K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.