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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
101
Broadcom
AVGO
$1.81T
$2.26M 0.24%
95,280
+1,130
+1% +$31.8K
UPS icon
102
United Parcel Service
UPS
$89.7B
$2.24M 0.24%
24,021
-126
-0.5% -$13.1K
FTSL icon
103
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.23M 0.24%
53,376
-1,602
-3% -$73.5K
VCIT icon
104
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$2.22M 0.24%
25,522
+1,345
+6% +$122K
DIS icon
105
Walt Disney
DIS
$172B
$2.19M 0.23%
22,681
+1,971
+10% +$249K
SBUX icon
106
Starbucks
SBUX
$118B
$2.17M 0.23%
33,091
+8,163
+33% +$660K
PFF icon
107
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.17M 0.23%
68,114
-82,864
-55% -$2.97M
EFA icon
108
iShares MSCI EAFE ETF
EFA
$76.8B
$2.16M 0.23%
40,364
-1,312
-3% -$83.3K
USO icon
109
United States Oil Fund
USO
$2B
$2.14M 0.23%
+63,650
New +$4.9M
NKE icon
110
Nike
NKE
$63.9B
$2.13M 0.23%
25,774
-1,545
-6% -$144K
ZM icon
111
Zoom
ZM
$26.8B
$2.1M 0.22%
14,382
+9,916
+222% +$978K
D icon
112
Dominion Energy
D
$62.1B
$2.1M 0.22%
29,024
+170
+0.6% +$13.9K
FCN icon
113
FTI Consulting
FCN
$5.04B
$2.08M 0.22%
+17,329
New +$2.04M
DUK icon
114
Duke Energy
DUK
$101B
$2.07M 0.22%
25,610
+1,634
+7% +$150K
BSJM
115
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$2.06M 0.22%
94,875
+4,533
+5% +$107K
NOBL icon
116
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.05M 0.22%
71,094
+1,316
+2% +$45.9K
BDX icon
117
Becton Dickinson
BDX
$45.8B
$2.04M 0.22%
9,089
+1,297
+17% +$320K
DIA icon
118
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$2.02M 0.21%
9,197
-2,289
-20% -$608K
FXO icon
119
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$2M 0.21%
94,472
-39,422
-29% -$1.18M
PAYX icon
120
Paychex
PAYX
$42.3B
$1.99M 0.21%
31,663
+1,780
+6% +$142K
VTI icon
121
Vanguard Total Stock Market ETF
VTI
$656B
$1.94M 0.21%
15,082
-3,262
-18% -$504K
TDOC icon
122
Teladoc Health
TDOC
$1.69B
$1.9M 0.2%
12,276
+5,181
+73% +$603K
NVS icon
123
Novartis
NVS
$304B
$1.89M 0.2%
22,968
+2,524
+12% +$225K
BSV icon
124
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.85M 0.2%
22,466
+1,371
+6% +$111K
BLK icon
125
Blackrock
BLK
$170B
$1.84M 0.2%
4,184
+530
+15% +$261K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.