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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.19%
2 Financials 3.54%
3 Energy 3.49%
4 Communication Services 3.4%
5 Technology 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIM icon
101
Invesco Value Municipal Income Trust
IIM
$584M
$927K 0.19%
56,600
+1,200
+2% +$20.4K
JPM icon
102
JPMorgan Chase
JPM
$953B
$924K 0.19%
13,875
+1,279
+10% +$83.4K
IYH icon
103
iShares US Healthcare ETF
IYH
$3.7B
$906K 0.18%
30,145
+9,295
+45% +$284K
D icon
104
Dominion Energy
D
$57.9B
$903K 0.18%
12,154
+304
+3% +$23.2K
UPS icon
105
United Parcel Service
UPS
$87B
$893K 0.18%
8,162
-14
-0.2% -$1.53K
IYF icon
106
iShares US Financials ETF
IYF
$4.38B
$891K 0.18%
19,788
+9,748
+97% +$437K
DHC
107
Diversified Healthcare Trust
DHC
$1.82B
$881K 0.18%
38,800
+3,300
+9% +$73K
STX icon
108
Seagate
STX
$192B
$881K 0.18%
22,860
-2,280
-9% -$74K
VEA icon
109
Vanguard FTSE Developed Markets ETF
VEA
$241B
$842K 0.17%
22,516
+3,472
+18% +$128K
FDN icon
110
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.35B
$829K 0.17%
10,160
+3,790
+59% +$295K
COST icon
111
Costco
COST
$406B
$828K 0.17%
5,425
+362
+7% +$58.5K
EWZ icon
112
iShares MSCI Brazil ETF
EWZ
$8.62B
$825K 0.17%
+24,460
New +$809K
FXD icon
113
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
$823K 0.17%
23,341
+6,106
+35% +$217K
PTF icon
114
Invesco Dorsey Wright Technology Momentum ETF
PTF
$563M
$815K 0.16%
58,797
-1,299
-2% -$17.3K
BSJK
115
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$814K 0.16%
33,500
+5,450
+19% +$131K
MDY icon
116
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$813K 0.16%
2,878
+683
+31% +$192K
BAC icon
117
Bank of America
BAC
$438B
$811K 0.16%
51,827
+1,088
+2% +$16.2K
VWO icon
118
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$798K 0.16%
21,178
+2,491
+13% +$92.7K
DIS icon
119
Walt Disney
DIS
$182B
$794K 0.16%
8,551
+1,378
+19% +$132K
PM icon
120
Philip Morris
PM
$284B
$791K 0.16%
8,132
+2,329
+40% +$233K
TIER
121
DELISTED
TIER REIT, Inc.
TIER
$779K 0.16%
50,429
-1,499
-3% -$24.5K
GSK icon
122
GSK
GSK
$100B
$777K 0.16%
14,406
+216
+2% +$11.8K
IBM icon
123
IBM
IBM
$221B
$756K 0.15%
4,974
+1,712
+52% +$260K
COP icon
124
ConocoPhillips
COP
$161B
$749K 0.15%
17,233
+1,699
+11% +$70.6K
VGSH icon
125
Vanguard Short-Term Treasury ETF
VGSH
$34.7B
$739K 0.15%
12,071
-700
-5% -$42.8K
3 4
5
6 7

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NP
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DTC
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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, up from 71% a quarter earlier, followed by Financials and Energy.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.